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CRD 106489
NEENAH, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GEOFFRY ALAN PENN | Chartered Financial Analyst | Neenah, WI | 30 | 33 | n/a | no |
| DAVID WILLIAM RISGAARD | Chartered Financial Analyst | Neenah, WI | 30 | 30 | n/a | no |
| BRADLEY CRAIG BUCHANAN | Chartered Financial Analyst | MENASHA, WI | 28 | 28 | n/a | no |
| MARK PATRICK REILLY | n/a | NEENAH, WI | 19 | 28 | 1 | no |
| DAVID LEO HACKFORT | Chartered Financial Analyst | NEENAH, WI | 16 | 19 | n/a | no |
| ALEX JAY BRUSDA | Certified Financial Planner|Chartered Financial Analyst | NEENAH, WI | 10 | 10 | n/a | no |
| BENJAMIN DOUGLAS VAN HANDEL | Chartered Financial Analyst | NEENAH, WI | 10 | 13 | n/a | no |
| EMIL ANIL JOHANNES HAQUE | Chartered Financial Analyst | NEENAH, WI | 5 | 12 | 1 | no |
| DREW JOSEPH KREPLINE | Chartered Financial Analyst | NEENAH, WI | 4 | 10 | n/a | no |
| NATHANIEL ROLAND PENN | n/a | NEENAH, WI | 4 | 11 | n/a | no |
| Cole Seigworth | n/a | NEENAH, WI | 2 | 13 | n/a | no |
| JACOB W JOHNSON | Chartered Financial Analyst | NEENAH, WI | 2 | 11 | n/a | no |
| Jonathan E Wilburn | n/a | NEENAH, WI | 1 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BUCHANAN, BRADLEY, CRAIG | MANAGING DIRECTOR | A | yes | 11/1997 | Aug 28, 2026 | Aug 28, 2026 |
| FLESCH, MICHAEL, DAVID | BOARD OF DIRECTOR | B | yes | 05/1996 | Aug 28, 2026 | Aug 28, 2026 |
| HUNTLEY, ROBERT, SCOTT | BOARD OF DIRECTOR | Na | yes | 05/2000 | Aug 28, 2026 | Aug 28, 2026 |
| PENN, GEOFFRY, ALAN | MANAGING DIRECTOR | B | yes | 05/1996 | Aug 28, 2026 | Aug 28, 2026 |
| REILLY, MARK, PATRICK | MANAGING DIRECTOR DIRECTOR | A | yes | 12/2006 | Aug 28, 2026 | Aug 28, 2026 |
| RISGAARD, DAVID, WILLIAM | MANAGING DIRECTOR | B | yes | 05/1996 | Aug 28, 2026 | Aug 28, 2026 |
| BRUSDA, KENNETH, JAY | CHAIRMAN OF THE BOARD | A | yes | 05/1996 | Feb 21, 2012 | May 7, 2024 |
| HACKFORT, DAVID, LEO | PRESIDENT/MANAGING DIRECTOR | A | yes | 01/2023 | Sep 7, 2012 | May 7, 2024 |
| BRUSDA, ALEX, JAY | VICE PRESIDENT AND PORTFOLIO MANAGER | Na | no | 01/2019 | Aug 28, 2026 | Aug 28, 2026 |
| Brusda, Jan | Shareholder | A | no | 07/2026 | Aug 28, 2026 | Aug 28, 2026 |
| HAQUE, EMIL, ANIL JOHANNES | VICE PRESIDENT AND PORTFOLIO MANAGER | Na | no | 11/2022 | Aug 28, 2026 | Aug 28, 2026 |
| JOCHMAN, KAREN, MARIE | CHIEF COMPLIANCE OFFICER | Na | no | 04/2022 | Aug 28, 2026 | Aug 28, 2026 |
| JOHNSON, JACOB, W | PORTFOLIO MANAGER | Na | no | 01/2023 | Aug 28, 2026 | Aug 28, 2026 |
| KREPLINE, DREW, JOSEPH | PORTFOLIO MANAGER | Na | no | 01/2022 | Aug 28, 2026 | Aug 28, 2026 |
| PENN, NATHANIEL, ROLAND | PORTFOLIO MANAGER | Na | no | 01/2022 | Aug 28, 2026 | Aug 28, 2026 |
| RICHTER, KITTI, C | Shareholder | B | no | 03/2019 | Aug 28, 2026 | Aug 28, 2026 |
| VAN HANDEL, BENJAMIN, DOUGLAS | VICE PRESIDENT AND PORTFOLIO MANAGER | Na | no | 01/2019 | Aug 28, 2026 | Aug 28, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 18, 2026 | $3.4B | $3.3B | 19 | 19 | 0 | n/a | n/a |
| 2024 | Mar 27, 2025 | $3.1B | $3.0B | 19 | 19 | 0 | n/a | n/a |
| 2023 | Mar 26, 2024 | $2.7B | $2.7B | 21 | 21 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $2.3B | $2.3B | 18 | 18 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $2.7B | $2.7B | 19 | 19 | 0 | n/a | n/a |
| 2020 | Feb 25, 2021 | $2.2B | $2.1B | 19 | 19 | 0 | n/a | n/a |
| 2019 | Apr 1, 2020 | $1.9B | $1.9B | 19 | 19 | 0 | n/a | n/a |
| 2018 | Feb 19, 2019 | $1.6B | $1.6B | 16 | 16 | 0 | n/a | n/a |
| 2017 | Feb 28, 2018 | $1.6B | $1.6B | 16 | 16 | 0 | n/a | n/a |
| 2016 | Feb 3, 2017 | $1.3B | $1.3B | 16 | 10 | n/a | n/a | n/a |
| 2015 | Feb 25, 2016 | $1.2B | $1.2B | 16 | 10 | n/a | n/a | n/a |
| 2014 | Mar 3, 2015 | $1.2B | $1.2B | 16 | 11 | n/a | n/a | n/a |
| 2013 | Feb 25, 2014 | $1.1B | $1.1B | 16 | 11 | n/a | n/a | n/a |
| 2012 | Mar 7, 2013 | $961M | $939M | 16 | 10 | n/a | n/a | n/a |
| 2011 | Feb 21, 2012 | $865M | $847M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.4B | $3.1B | 8.8% | $2.3B | 13.0% | 19 | 19 | 0 | 0 |