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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JEFFREY ALLEN WEST

Advisor at LPL FINANCIAL LLC

Lemoyne, PA | LEMOYNE, PA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:588a9fb7-0b02-2839-dcaa-ba75cd1bb2e8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 5, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 2, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 2, 2000
First registration: Oct 5, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4285570

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 8, 2026	n/a	yes	SAN DIEGO, CA\|Lemoyne, PA\|LEMOYNE, PA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Apr 8, 2026	no	LEMOYNE, PA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Apr 1, 2020	Jun 29, 2023	no	LEMOYNE, PA\|MECHANICSBURG, PA\|LEMOYNE, PA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 12, 2012	Apr 9, 2020	no	SCOTTSDALE, AZ\|LEMOYNE, PA	Previous registration
VICUS CAPITAL, INC.	Independent wealth	Apr 29, 2008	Oct 15, 2012	no	HARRISBURG, PA	Previous registration
INNER HARBOR ASSET MANAGEMENT	n/a	Oct 5, 2006	Apr 23, 2008	no	TOWSON, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Apr 8, 2026	Apr 8, 2026	0	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
OSAIC WEALTH, INC.	CETERA ADVISOR NETWORKS LLC	Apr 9, 2020	Apr 1, 2020	-8	Firm change	Ibd to ibd
VICUS CAPITAL, INC.	OSAIC WEALTH, INC.	Oct 15, 2012	Oct 12, 2012	-3	Firm change	Other
INNER HARBOR ASSET MANAGEMENT	VICUS CAPITAL, INC.	Apr 23, 2008	Apr 29, 2008	6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:6413:PA:2026-04-08	Apr 8, 2026	Apr 8, 2026	LEMOYNE, PA	Firm change
23131:13572:PA:2020-04-03	Apr 9, 2020	Apr 1, 2020	LEMOYNE, PA	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 8, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Apr 8, 2026factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Apr 1, 2020 to Jun 29, 2023factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 12, 2012 to Apr 9, 2020factForm ADV
→ VICUS CAPITAL, INC.Registered adviserregistration: previous registration
Apr 29, 2008 to Oct 15, 2012factForm ADV
→ INNER HARBOR ASSET MANAGEMENTRegistered adviserregistration: previous registration
Oct 5, 2006 to Apr 23, 2008factForm ADV

Dated events

Occurred
Apr 8, 2026
Advisor changed firm
Jeffrey Allen West left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2026-04-08)
Form ADVobserved 6 days ago