DFX Intelligence

H••••• A•••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

H••••• A•••• E•••••

Advisor at M••• M••••••••• L••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:58912b53-0b97-a782-4a99-0ccc6e1e6e5a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Sep 14, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

H••••• A•••• E•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 26, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••• M••••••••• L••	Independent wealth	Jan 14, 2008	n/a	yes	SAN FRANCISCO, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Mar 16, 2006	Sep 25, 2007	no	SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••• M••••••••• L••	Sep 25, 2007	Jan 14, 2008	111	Firm change	Other
M••••• S•••••• D• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 17, 2006	Mar 16, 2006

Relationships

Registered with (3)

→ M••• M••••••••• L••Registered adviserregistration: current employment
Jan 14, 2008 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 16, 2006 to Sep 25, 2007factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Sep 14, 2005 to Mar 17, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58912b53-0b97-a782-4a99-0ccc6e1e6e5a
First observed: Sep 14, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.