DFX Intelligence

T••••• G••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

T••••• G••••• C••••••

Advisor at C•• A•••• M••••••••• G••••

NAPLES, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Dec 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• A•••• M••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• A•••• M••••••••• G••••	Independent wealth	Jan 19, 2023	n/a	yes	NAPLES, FL	Current employment
M••••• S••••••	Wirehouse	Jun 9, 2022	Jan 6, 2023	no	Naples, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	C•• A•••• M••••••••• G••••	Jan 6, 2023	Jan 19, 2023	13	Firm change	Wirehouse to RIA
J••• M••••• S••••••••• L••	M••••• S••••••	May 20, 2022	Jun 9, 2022

Relationships

Registered with (7)

→ C•• A•••• M••••••••• G••••Registered adviserregistration: current employment
Jan 19, 2023 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 9, 2022 to Jan 6, 2023factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 3, 2018 to May 20, 2022factForm ADV
→ C••• F•••••••• S•••••••• L•••

Dated events

Order

Occurred
6 Jan 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
20 May 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 17, 2007
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.