DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas George Collins

Cwa Asset Management Groupindependent RIANaples, FlIA-onlyIAPD 5279391

Certified Financial Planner

Feed of 09/14/2026

Also filed as Thomas Collins

At current firm

3 y

since Jan 19, 2023

In the industry

19 y

since Jun 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cwa Asset Management Group independent RIA current
since Jan 19, 2023 · Naples, Fl
Morgan Stanley wirehouse
Jun 9, 2022 to Jan 6, 2023 · Naples, Fl
J.P. Morgan Securities LLC wirehouse
Dec 3, 2018 to May 20, 2022 · Naples, Fl
Cuso Financial Services, L.P. former
Feb 8, 2017 to Nov 20, 2018 · Indianapolis, In
Schwab Wealth Advisory, Inc. no RAUM
Sep 15, 2015 to Sep 15, 2016 · Indianapolis, In
Advice And Planning Services BD affiliated
Nov 15, 2013 to Aug 13, 2015 · Carmel, In
Strategic Advisers LLC national BD
Dec 17, 2007 to Oct 16, 2013 · Covington, Ky

Moves

a registration end followed by a registration begin elsewhere

Morgan Stanley to Cwa Asset Management Group
left Jan 6, 2023, registered Jan 19, 2023 (13 days) · Wirehouse to independent RIA
J.P. Morgan Securities LLC to Morgan Stanley
left May 20, 2022, registered Jun 9, 2022 (20 days) · Wirehouse to wirehouse
Cuso Financial Services, L.P. to J.P. Morgan Securities LLC
left Nov 20, 2018, registered Dec 3, 2018 (13 days) · Affiliated broker-dealer or bank to wirehouse
Schwab Wealth Advisory, Inc. to Cuso Financial Services, L.P.
left Sep 15, 2016, registered Feb 8, 2017 (146 days) · Other
Advice And Planning Services to Schwab Wealth Advisory, Inc.
left Aug 13, 2015, registered Sep 15, 2015 (33 days) · Other
Strategic Advisers LLC to Advice And Planning Services
left Oct 16, 2013, registered Nov 15, 2013 (30 days) · Other

Signals

Thomas George Collins left Morgan Stanley for Cwa Asset Management Group (registered 2023-01-19)
Jan 6, 2023 · Advisor changed firm · fact
Thomas George Collins left J.P. Morgan Securities Llc for Morgan Stanley (registered 2022-06-09)
May 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address