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O••• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

O••• I••••••••• M••••••••• L••

CRD 163262

NEW YORK, NY

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Search this name across graphsid dfx:ria:58979c42-a09e-55c4-5d8e-20737adeb5b8

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 1
On other graphs: 4
Observed: Jun 30, 2021 to Mar 31, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

O••• I••••••••• M••••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

O••• I••••••••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

O••• I••••••••• M••••••••• L••

Private equity manager · shared crd

Private Creditidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $332MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $332M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O••• P•••••••• F••• L•• • C••••••••• C••••	Hedge Fund	$42.3M	Jul 12, 2024	48	Mar 31, 2022	reported	021-429763
O••• F••• L•• • C••••••••• C••••	Hedge Fund	$38.5M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•• L•••••• L••	Member	E	yes	01/2018	Jun 30, 2021	Jul 12, 2024
F•• M•• L••	Manager	F	yes	01/2014	Jun 30, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•• H••••••• L••	n/a	n/a	n/a	N	yes	n/a
O••• C•••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$332M	$315M	5.5%	$231M	12.8%	8	8	0	0

Relationships

Advises (23)

→ O••• P•••••••• F••• L•• • C••••••••• C••••Private fundHedge Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ O••• P•••••••• F••• L•• • B••••••• E••••• C••••Private fundHedge Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ O••• F••• I••••••••• L••• • C•••• M•Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ O••• F••• L•• • C••••••••• C••••

Dated events

Occurred
Jun 30, 2021
First Form ADV filing
O••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58979c42-a09e-55c4-5d8e-20737adeb5b8
First observed: Jun 30, 2021
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.