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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

SL ADVISORS, LLC

CRD 151495

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:589de312-e41d-a4fc-1f8c-97f0a43a9307

Data as of Feb 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Sep 22, 2014 to Feb 13, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.16 fund_share=0.84 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $393MItem 5.F on the latest filing (2026-02-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $393M
Private client RAUM: $62.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 16%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $131Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 50
High net worth clients: 47
Custody, client assets: $0
SEC number: 801-80396
CIK: 1680365
CRD: 151495
Filings on the tape: 29
First filed: Sep 22, 2014
Latest filed: Feb 13, 2026
Organised: Limited Liability Company, NJ
Website: americanenergyindices.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SIMON ANTHONY LACK	Chartered Financial Analyst	NAPLES, FL	9	21	n/a	no
Elizabeth Anne Lack	n/a	NAPLES, FL \| Mountainside, NJ	4	13	n/a	no
HENRY MAXWELL HOFFMAN	Chartered Financial Analyst	Pelham, NY \| NAPLES, FL	0	16	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LOW VOL HEDGED FUND, LP	Hedge Fund	$525,000	Jan 28, 2021	5	Jan 28, 2021	dropped	021-385954

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOFFMAN, HENRY, MAXWELL	Partner	C	yes	01/2014	Sep 22, 2014	Feb 14, 2024
LACK, SIMON, ANTHONY	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	03/2009	Sep 22, 2014	Feb 14, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 13, 2026	$393M	$393M	4	3	2	n/a	n/a
2024	Jan 23, 2025	$446M	$446M	4	3	2	n/a	n/a
2023	Feb 14, 2024	$314M	$314M	4	3	2	n/a	n/a
2022	Feb 9, 2023	$306M	$306M	5	4	3	n/a	n/a
2021	Feb 14, 2022	$217M	$217M	4	3	2	n/a	n/a
2020	Jan 28, 2021	$141M	$141M	4	4	2	1	$525,000
2019	Mar 7, 2020	$222M	$222M	4	4	0	n/a	n/a
2018	Feb 19, 2019	$193M	$193M	5	4	0	n/a	n/a
2017	Jan 30, 2018	$222M	$222M	4	3	0	n/a	n/a
2016	Feb 7, 2017	$176M	$176M	4	3	n/a	n/a	n/a
2015	Feb 29, 2016	$73.0M	$73.0M	4	4	n/a	n/a	n/a
2014	Mar 26, 2015	$62.5M	$62.5M	5	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$393M	$446M	-11.7%	$306M	8.7%	4	4	2	2

Relationships

Registered with (4)

← HENRY MAXWELL HOFFMANAdvisorregistration: current employment
Nov 16, 2025 to presentfactForm ADV
← Elizabeth Anne LackAdvisorregistration: current employment
Apr 8, 2022 to presentfactForm ADV
← SIMON ANTHONY LACKAdvisorregistration: current employment
Dec 1, 2016 to presentfactForm ADV
← DOUGLAS CATALDOAdvisorregistration: previous registration
Mar 19, 2018 to Sep 6, 2023factForm ADV

Controls (2)

← LACK, SIMON, ANTHONYOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Sep 22, 2014 to Feb 14, 2024factForm ADV
← HOFFMAN, HENRY, MAXWELLOwnerPARTNER, ownership code C, individual
Sep 22, 2014 to Feb 14, 2024factForm ADV

Advises (1)

→ LOW VOL HEDGED FUND, LPPrivate fundHedge Fund, IA, no longer reported
Jan 28, 2021 to Jan 28, 2021factForm ADV

Dated events

Occurred
Jan 23, 2025
Regulatory AUM changed
Sl Advisors, Llc reported RAUM $445.6M, up 42% from $313.7M (2024-02-14 to 2025-01-23)
Form ADVobserved 4 days ago
$132M
Occurred
Sep 6, 2023
Advisor changed firm
Douglas Cataldo left Sl Advisors, Llc for Catalyst Capital Advisors Llc (registered 2025-01-05)
Form ADVobserved 4 days ago
Occurred
Sep 22, 2014
First Form ADV filing
Sl Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:589de312-e41d-a4fc-1f8c-97f0a43a9307
First observed: Sep 22, 2014
Last observed: Feb 13, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SL ADVISORS, LLC

CRD 151495

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:589de312-e41d-a4fc-1f8c-97f0a43a9307

Data as of Feb 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SIMON ANTHONY LACK

Chartered Financial Analyst

NAPLES, FL

n/a

Elizabeth Anne Lack

n/a

NAPLES, FL | Mountainside, NJ

n/a

HENRY MAXWELL HOFFMAN

Chartered Financial Analyst

Pelham, NY | NAPLES, FL

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LOW VOL HEDGED FUND, LP

Hedge Fund

$525,000

Jan 28, 2021

dropped

021-385954

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOFFMAN, HENRY, MAXWELL

Partner

yes

01/2014

Sep 22, 2014

Feb 14, 2024

LACK, SIMON, ANTHONY

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

03/2009

Sep 22, 2014

Feb 14, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 13, 2026

$393M

n/a

2024

Jan 23, 2025

$446M

n/a

2023

Feb 14, 2024

$314M

n/a

2022

Feb 9, 2023

$306M

n/a

2021

Feb 14, 2022

$217M

n/a

2020

Jan 28, 2021

$141M

$525,000

2019

Mar 7, 2020

$222M

n/a

2018

Feb 19, 2019

$193M

n/a

2017

Jan 30, 2018

$222M

n/a

2016

Feb 7, 2017

$176M

n/a

2015

Feb 29, 2016

$73.0M

n/a

2014

Mar 26, 2015

$62.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$393M

$446M

-11.7%

$306M

8.7%