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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

DOUGLAS CATALDO

Advisor at CATALYST CAPITAL ADVISORS LLC

SAN JUAN, PR | New York, NY

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Search this name across graphsid dfx:ria:4283dc73-4092-86b9-66a4-b370eafbe855

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CATALYST CAPITAL ADVISORS LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 2, 2016
First registration: Dec 12, 2016
Dual registered: yes, broker-dealer
Other names: DOUG NILS-JORGEN CATALDO|DOUGLAS NILS-JORGEN CATALDO|Douglas Cataldo
IAPD individual key: 6359011

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CATALYST CAPITAL ADVISORS LLC	Asset manager	Jan 5, 2025	n/a	yes	SAN JUAN, PR\|New York, NY	Current employment
SL ADVISORS, LLC	Other adviser	Mar 19, 2018	Sep 6, 2023	no	NAPLES, FL	Previous registration
ONE CHARLES PRIVATE WEALTH	Former SEC adviser	May 8, 2017	Aug 25, 2017	no	HINGHAM, MA	Previous registration
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Dec 12, 2016	Jan 24, 2017	no	Andover, MA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SL ADVISORS, LLC	CATALYST CAPITAL ADVISORS LLC	Sep 6, 2023	Jan 5, 2025	487	Firm change after gap	Other
ONE CHARLES PRIVATE WEALTH	SL ADVISORS, LLC	Aug 25, 2017	Mar 19, 2018	206	Firm change	Other
PUTNAM INVESTMENT MANAGEMENT, LLC	ONE CHARLES PRIVATE WEALTH	Jan 24, 2017	May 8, 2017	104	Firm change	Other

Relationships

Registered with (4)

→ CATALYST CAPITAL ADVISORS LLCRegistered adviserregistration: current employment
Jan 5, 2025 to presentfactForm ADV
→ SL ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 19, 2018 to Sep 6, 2023factForm ADV
→ ONE CHARLES PRIVATE WEALTHRegistered adviserregistration: previous registration
May 8, 2017 to Aug 25, 2017factForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 12, 2016 to Jan 24, 2017factForm ADV

Dated events

Occurred
Sep 6, 2023
Advisor changed firm
Douglas Cataldo left Sl Advisors, Llc for Catalyst Capital Advisors Llc (registered 2025-01-05)
Form ADVobserved 6 days ago