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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)28 years in industry

Steven Anastasia

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Tampa, FL | TAMPA, FL

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Search this name across graphsid dfx:ria:58a4dcaf-f1ae-d643-0976-0c8cb9fbfeac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 29, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 26, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: May 26, 1998
First registration: Jan 29, 2003
Dual registered: yes, broker-dealer
Other names: STEVE ANASTASIA|STEVEN JAY ANASTASIA
IAPD individual key: 2354039

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 6, 2025	n/a	yes	Tampa, FL\|TAMPA, FL	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 10, 2019	Jun 6, 2025	no	TAMPA, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 5, 2004	Jan 6, 2015	no	CLEARWATER, FL\|LUTZ, FL\|PALM HARBOR, FL\|CLEARWATER, FL\|CLEARWATER, FL\|DUNEDIN, FL\|DUNEDIN, FL\|TAMPA , FL\|TAMPA, FL\|TAMPA, FL	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	Jul 10, 2003	Nov 25, 2003	no	BIRMINGHAM, AL	Previous registration
AMSOUTH INVESTMENT SERVICES, INC.	n/a	Jan 29, 2003	Jul 17, 2003	no	CLEARWATER, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 6, 2025	Jun 6, 2025	0	Firm change	Ibd to ibd
SUNTRUST INVESTMENT SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Jan 6, 2015	Sep 10, 2019	1,708	Firm change after gap	Other
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	SUNTRUST INVESTMENT SERVICES, INC.	Nov 25, 2003	Jan 5, 2004	41	Firm change	Other
AMSOUTH INVESTMENT SERVICES, INC.	AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	Jul 17, 2003	Jul 10, 2003	-7	Bulk transfer	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 6, 2025 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Sep 10, 2019 to Jun 6, 2025factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 5, 2004 to Jan 6, 2015factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Jul 10, 2003 to Nov 25, 2003factForm ADV
→ AMSOUTH INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 29, 2003 to Jul 17, 2003factForm ADV

Dated events

Occurred
Jun 6, 2025
Advisor changed firm
Steven Anastasia left Cetera Investment Advisers Llc for Ameriprise Financial Services, Llc (registered 2025-06-06)
Form ADVobserved 5 days ago