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D•••• A•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

D•••• A•••• R••••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | Lafayette, CA

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Search this name across graphsid dfx:ria:58ad5198-11d3-1996-74d6-7fdce8d86eaf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 25, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Mar 7, 2017	n/a	yes	GREENWOOD VILLAGE, CO\|Lafayette, CA	Current employment
S••••••• I••••••••• I•••	Former SEC adviser	Apr 14, 2015	Oct 16, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• I•••	E•••••• A••••••• G••••• L••	Oct 16, 2015	Mar 7, 2017	508	Firm change after gap	Other
N•• Y••• L••• I••••••••• M••••••••• L••	S••••••• I••••••••• I•••	Apr 15, 2015

Relationships

Registered with (4)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Mar 7, 2017 to presentfactForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 14, 2015 to Oct 16, 2015factForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 14, 2013 to Apr 15, 2015factForm ADV
→ P•••••• A••••••• G•••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58ad5198-11d3-1996-74d6-7fdce8d86eaf
First observed: Jun 27, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.