DFX Intelligence

L•••••• C•••••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

L•••••• C•••••• Y••••

Advisor at X••• S•••••••

Baltimore, MD | BOZEMAN, MT

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Search this name across graphsid dfx:ria:58b06075-2f0a-8e8e-0971-6510d187c316

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: X••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 26, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
X••• S•••••••	Independent wealth	Dec 19, 2024	n/a	yes	Baltimore, MD\|BOZEMAN, MT	Current employment
Q•••• W•••••	n/a	Mar 31, 2020	Feb 27, 2025	no	BALTIMORE, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••• W•••••	X••• S•••••••	Feb 27, 2025	Dec 19, 2024	-70	Firm change after gap	Other

Relationships

Registered with (2)

→ X••• S•••••••Registered adviserregistration: current employment
Dec 19, 2024 to presentfactForm ADV
→ Q•••• W•••••Registered adviserregistration: previous registration
Mar 31, 2020 to Feb 27, 2025factForm ADV

Dated events

Occurred
Feb 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58b06075-2f0a-8e8e-0971-6510d187c316
First observed: Mar 31, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.