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XY INVESTMENT SOLUTIONS, LLC, CRD 285967
BOZEMAN, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-08-27 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••• F•••••• S••• | n/a | Atlanta, GA | ATLANTA, GA | BOZEMAN, MT | 6 | 10 | 2 | no |
| R••• W•••••• J•••••• | Certified Financial Planner | Zeeland, MI | BOZEMAN, MT | Grand Rapids, MI | 2 | 11 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G••••••••• B••••••• M•••••• | CCO X••• S••••••• | Na | yes | 06/2024 | Sep 2, 2026 | Sep 2, 2026 |
| M••••• R•••••• A••• | PRESIDENT & CEO | Na | yes | 11/2016 | Sep 2, 2026 | Sep 2, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| GRAND RAPIDS | Mi | United States | 1 | no |
| SAINT LOUIS | Mo | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Columbus | Oh | United States | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 29, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 24 | 2 | 22 | 3.1% | 6 | 0 | 0 | 59 | 8 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.3B | $321M | 290.4% | $101M | 131.3% | 69 | 26 | 39 | 25 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C••••••••• W••••• M••••••••• | 2 | Nov 5, 2025 | Sep 15, 2025 | HOUSTON, TX | Team lift out | Other | 66.7% |
| S•••••••• A••••••• L•• | 2 | Oct 15, 2025 | Sep 5, 2025 |
| no |
| R••••• A••• R•••••• | Certified Financial Planner | Bowling G••••, KY | BOZEMAN, MT | 2 | 25 | 9 | no |
| B•••••• M•••••• G•••••••• | n/a | Whittier, CA | BOZEMAN, MT | 2 | 12 | 4 | no |
| D•••• T••• M•••••• | Certified Financial Planner | BOZEMAN, MT | SAN DIEGO, CA | Georgetown, KY | 2 | 17 | 2 | no |
| C••••• T•• P••• | Chartered Financial Analyst | Austin, TX | BOZEMAN, MT | 1 | 18 | 1 | no |
| M••••••• P••• | Chartered Financial Analyst | BOZEMAN, MT | Bethesda, MD | 1 | 11 | 1 | no |
| L•••••• C•••••• Y•••• | Certified Financial Planner | Baltimore, MD | BOZEMAN, MT | 1 | 21 | 1 | no |
| D•••• H•••••• B•••• | n/a | BOZEMAN, MT | Lafayette, CO | 1 | 12 | 2 | no |
| C••••••••• A••• A••••• | Certified Financial Planner | University City, MO | BOZEMAN, MT | 1 | 10 | 2 | no |
| C•••• B•••• | Certified Financial Planner | BOZEMAN, MT | Bowling G••••, KY | 1 | 16 | 1 | no |
| W•• L•• P••• | Chartered Financial Analyst | BOZEMAN, MT | Sandy Springs, GA | 1 | 10 | n/a | no |
| D•••• W•••••• F•••• | Certified Financial Planner | BOZEMAN, MT | Los Angeles, CA | 1 | 25 | 1 | no |
| S••••••• H••••••• | Certified Financial Planner | Chicago, IL | BOZEMAN, MT | 1 | 10 | 3 | no |
| T••••• M••••••• H••• | n/a | BOZEMAN, MT | 1 | 10 | n/a | no |
| A••••• M•••••• A•••••• | Certified Financial Planner|Chartered Financial Analyst | BOZEMAN, MT | Sayville, NY | 1 | 18 | 5 | no |
| J•••••• D•••• B••••••••• | Certified Financial Planner | Bismark, ND | Mandan, ND | BOZEMAN, MT | 1 | 17 | n/a | no |
| J•••• R••••• L•••• | Certified Financial Planner|Chartered Financial Analyst | BOZEMAN, MT | S. Yarmouth, MA | 1 | 27 | 2 | no |
| B•••• J•••• G•• | Certified Financial Planner | Mission, KS | BOZEMAN, MT | 1 | 13 | 1 | no |
| E••• A•••• O•••••• | Certified Financial Planner | BOZEMAN, MT | Naples, FL | 1 | 25 | 1 | no |
| J••••••• C••• F••• | Certified Financial Planner | BOZEMAN, MT | Bloomington, MN | 1 | 37 | 3 | no |
| D••••• V•• W••••• | n/a | Rexburg, ID | BOZEMAN, MT | 1 | 10 | 1 | no |
| T•••• B••• | n/a | BOZEMAN, MT | Sugar City, ID | 1 | 13 | 2 | no |
| S•••• E•••• B•••••• | n/a | BOZEMAN, MT | Lisbon, ME | 1 | 12 | 1 | no |
| S•••• M•••••• M•••••• | Certified Financial Planner | Portland, OR | BOZEMAN, MT | 1 | 12 | 2 | no |
| MANAGING MEMBER |
| E |
| yes |
| 11/2016 |
| Sep 2, 2026 |
| Sep 2, 2026 |
| K•••••• M••••••• E••••• | MANAGING MEMBER | C | yes | 02/2014 | Jan 3, 2017 | Dec 19, 2024 |
| M••••• R•••••• A••• | MANAGING MEMBER | D | yes | 02/2014 | Jan 3, 2017 | Dec 19, 2024 |
| O••••• J•••• S•••••• | DIRECTOR OF CLIENT SERVICES | Na | yes | 09/2023 | Mar 31, 2024 | Dec 19, 2024 |
| S••••••••• J••••••• R••••• | MANAGING DIRECTOR | Na | yes | 01/2022 | Jan 7, 2022 | Dec 19, 2024 |
| $882M |
| $881M |
| 64 |
| 54 |
| 38 |
| n/a |
| n/a |
| 2024 | Apr 28, 2025 | $321M | $295M | 26 | 25 | 25 | n/a | n/a |
| 2023 | Mar 31, 2024 | $133M | $133M | 9 | 9 | 10 | n/a | n/a |
| 2022 | Mar 31, 2023 | $101M | $101M | 7 | 2 | 1 | n/a | n/a |
| 2021 | Mar 30, 2022 | $103M | $103M | 5 | 2 | 1 | n/a | n/a |
| 2020 | Mar 30, 2021 | $117M | $117M | 5 | 2 | 0 | n/a | n/a |
| BOSTON, MA |
| Team lift out |
| Ibd to RIA |
| 0.0% |