DFX Intelligence

L•••••• A• D•••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

L•••••• A• D•••••• B•••••••••

Advisor at K••••• A•••••••• I•••

FT. LAUDERDALE, FL | Guaynabo, PR

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Search this name across graphsid dfx:ria:58b4e5fe-6d5b-5909-b675-d510007d8045

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	May 26, 2016	n/a	yes	FT. LAUDERDALE, FL\|Guaynabo, PR	Current employment
O••••••• F•••••••• S••••••• L••	Mixed wealth	Dec 7, 2015	May 13, 2016	no	SAN JUAN, PR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••• F•••••••• S••••••• L••	K••••• A•••••••• I•••	May 13, 2016	May 26, 2016	13	Firm change	Other
A•••••• I••••••••• I•••	O••••••• F•••••••• S••••••• L••	Oct 15, 2007	Dec 7, 2015

Relationships

Registered with (4)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
May 26, 2016 to presentfactForm ADV
→ O••••••• F•••••••• S••••••• L••Registered adviserregistration: previous registration
Dec 7, 2015 to May 13, 2016factForm ADV
→ A•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jul 27, 2007 to Oct 15, 2007factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58b4e5fe-6d5b-5909-b675-d510007d8045
First observed: Mar 8, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.