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RIA / WealthAdvisorCertified Financial Planner10 years in industry

Daniel Lee

Advisor at MARINER

Englewood, CO

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Search this name across graphsid dfx:ria:58b56335-f0f5-c4e5-6f08-3e007b869aed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 19, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: May 19, 2016
First registration: Mar 13, 2017
Dual registered: no
Other names: DANIEL LEE|Danny Lee
IAPD individual key: 6473148

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Feb 28, 2025	n/a	yes	Englewood, CO	Current employment
JENKINS WEALTH	Former SEC adviser	Nov 30, 2021	Mar 19, 2025	no	Englewood, CO	Previous registration
MODERN MILLENNIAL WEALTH LLC	n/a	Jan 12, 2021	Nov 23, 2021	no	DENVER, CO	Previous registration
JENKINS WEALTH	Former SEC adviser	Oct 22, 2020	Oct 28, 2020	no	ENGLEWOOD, CO	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jun 26, 2018	Apr 2, 2019	no	Lone Tree, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 13, 2017	Jun 26, 2018	no	Lone Tree, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JENKINS WEALTH	Mariner	Mar 19, 2025	Feb 28, 2025	-19	Firm change	RIA to ibd
MODERN MILLENNIAL WEALTH LLC	JENKINS WEALTH	Nov 23, 2021	Nov 30, 2021	7	Firm change	Other
JENKINS WEALTH	MODERN MILLENNIAL WEALTH LLC	Oct 28, 2020	Jan 12, 2021	76	Firm change	Other
SCHWAB WEALTH ADVISORY, INC.	JENKINS WEALTH	Apr 2, 2019	Oct 22, 2020	569	Firm change after gap	Ibd to RIA
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Jun 26, 2018	Jun 26, 2018	0	Channel change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153241:140195:CO:2025-03-19	Mar 19, 2025	Feb 28, 2025	ENGLEWOOD, CO	Firm change

Relationships

Registered with (5)

→ MARINERRegistered adviserregistration: current employment
Feb 28, 2025 to presentfactForm ADV
→ JENKINS WEALTHRegistered adviserregistration: previous registration
Nov 30, 2021 to Mar 19, 2025factForm ADV
→ MODERN MILLENNIAL WEALTH LLCRegistered adviserregistration: previous registration
Jan 12, 2021 to Nov 23, 2021factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jun 26, 2018 to Apr 2, 2019factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 13, 2017 to Jun 26, 2018factForm ADV

Dated events

Occurred
Mar 19, 2025
Advisor changed firm
Daniel Lee left Jenkins Wealth for Mariner (registered 2025-02-28)
Form ADVobserved 6 days ago