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A••• P•••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

A••• P•••••• S•••••••••

Advisor at S••••••• S••••• A•••••••

LARKSPUR, CA

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Search this name across graphsid dfx:ria:58b589ee-44ef-9548-3639-210878c2937d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• S••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 18, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• S••••• A•••••••	Independent wealth	Nov 13, 2019	n/a	yes	LARKSPUR, CA	Current employment
J••••• • C••••••• L••	Independent wealth	Dec 9, 2014	Dec 18, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• • C••••••• L••	S••••••• S••••• A•••••••	Dec 18, 2019	Nov 13, 2019	-35	Firm change after gap	RIA to RIA
B•• C•••••• M••••••••• I••	J••••• • C••••••• L••	Dec 3, 2014

Relationships

Registered with (6)

→ S••••••• S••••• A•••••••Registered adviserregistration: current employment
Nov 13, 2019 to presentfactForm ADV
→ J••••• • C••••••• L••Registered adviserregistration: previous registration
Dec 9, 2014 to Dec 18, 2019factForm ADV
→ B•• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Mar 7, 2011 to Dec 3, 2014factForm ADV
→ S•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58b589ee-44ef-9548-3639-210878c2937d
First observed: Feb 10, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.