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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

OPUS INVESTMENT MANAGEMENT, INC.

CRD 107569

WORCESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58c0a7cf-a85e-9490-05de-81020fe6b38f

Data as of Mar 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 0
Observed: Mar 7, 2012 to Mar 22, 2024
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $11BItem 5.F on the latest filing (2024-03-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $11B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 15
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 48
Individual clients: 0
High net worth clients: 0
Custody, client assets: $1.2B
SEC number: 801-44189
CRD: 107569
Filings on the tape: 19
First filed: Mar 7, 2012
Latest filed: Mar 22, 2024
Organised: Corporation, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FARBER, JEFFREY, MARK	DIRECTOR & EXECUTIVE CHAIRMAN	Na	yes	01/2017	Mar 13, 2017	Mar 22, 2024
GREENFIELD, LINDSAY, FRANCE	DIRECTOR, PRESIDENT, & TREASURER	Na	yes	01/2022	Mar 30, 2019	Mar 22, 2024
LANNIGAN, MICHAEL, FRANCIS	HEAD OF RESEARCH	Na	yes	01/2022	Mar 30, 2023	Mar 22, 2024
MCENTEGART, LYNNE, ANN	SECRETARY/VICE PRESIDENT	Na	yes	09/2017	Oct 25, 2017	Mar 22, 2024
PIEL, WILLIAM, JOSEPH	DIRECTOR AND VICE PRESIDENT	Na	yes	12/2023	Mar 30, 2019	Mar 22, 2024
THE HANOVER INSURANCE GROUP, INC.	Owner	E	yes	10/1995	Mar 7, 2012	Mar 22, 2024
SCAVETTI, JOSEPH, JULIAN	CHIEF COMPLIANCE OFFICER	Na	no	07/2018	Aug 3, 2018	Mar 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AIX SPECIALTY INSURANCE COMPANY	n/a	n/a	n/a	Y	yes	n/a
AIX, INC.	n/a	n/a	n/a	Y	yes	n/a
ALLMERICA FINANCIAL ALLIANCE INSURANCE COMPANY	n/a	n/a	n/a	Y	yes	n/a
ALLMERICA FINANCIAL BENEFIT INSURANCE COMPANY	n/a	n/a	n/a	Y	yes	n/a
ALLMERICA PLUS INSURANCE AGENCY, INC.	n/a	n/a	n/a	Y	yes	n/a
CAMPMED CASUALTY & INDEMNITY COMPANY, INC.	n/a	n/a	n/a	Y	yes	n/a
CITIZENS INSURANCE COMPANY OF AMERICA	n/a	n/a	n/a	Y	yes	n/a
CITIZENS INSURANCE COMPANY OF ILLINOIS	n/a	n/a	n/a	Y	yes	n/a
CITIZENS INSURANCE COMPANY OF OHIO	n/a	n/a	n/a	Y	yes	n/a
CITIZENS INSURANCE COMPANY OF THE MIDWEST	n/a	n/a	n/a	Y	yes	n/a
EDUCATORS INSURANCE AGENCY, INC.	n/a	n/a	n/a	N	yes	n/a
HANOVER SPECIALTY INSURANCE BROKERS, INC.	n/a	n/a	n/a	N	yes	n/a
MASSACHUSETTS BAY INSURANCE COMPANY	n/a	n/a	n/a	Y	yes	n/a
NOVA CASUALTY COMPANY	n/a	n/a	n/a	Y	yes	n/a
THE HANOVER AMERICAN INSURANCE COMPANY	n/a	n/a	n/a	Y	yes	n/a
THE HANOVER ATLANTIC INSURANCE COMPANY LTD.	n/a	n/a	n/a	Y	yes	n/a
THE HANOVER CASUALTY COMPANY	n/a	n/a	n/a	Y	yes	n/a
THE HANOVER INSURANCE COMPANY	n/a	n/a	n/a	Y	yes	n/a
THE HANOVER NATIONAL INSURANCE COMPANY	n/a	n/a	n/a	Y	yes	n/a
VERLAN FIRE INSURANCE COMPANY	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 22, 2024	$11B	$11B	25	15	0	n/a	n/a
2022	Mar 30, 2023	$11B	$11B	24	15	0	n/a	n/a
2021	Mar 28, 2022	$12B	$12B	22	15	0	n/a	n/a
2020	Mar 29, 2021	$13B	$13B	24	16	0	n/a	n/a
2019	Mar 27, 2020	$12B	$12B	24	16	0	n/a	n/a
2018	Mar 30, 2019	$11B	$11B	22	13	0	n/a	n/a
2017	Mar 21, 2018	$10B	$10B	24	15	0	n/a	n/a
2016	Mar 13, 2017	$9.7B	$9.7B	26	16	n/a	n/a	n/a
2015	Mar 3, 2016	$9.2B	$9.2B	25	18	n/a	n/a	n/a
2014	Mar 11, 2015	$9.0B	$9.0B	26	17	n/a	n/a	n/a
2013	Mar 5, 2014	$8.2B	$8.2B	25	17	n/a	n/a	n/a
2012	Mar 4, 2013	$8.0B	$8.0B	25	17	n/a	n/a	n/a
2011	Mar 7, 2012	$7.3B	$7.3B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$11B	$11B	5.3%	$13B	-3.4%	25	24	0	0

Relationships

Owns (1)

← SCAVETTI, JOSEPH, JULIANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 3, 2018 to presentfactForm ADV

Controls (6)

← MCENTEGART, LYNNE, ANNOwnerSECRETARY/VICE PRESIDENT, ownership code NA, individual
Oct 25, 2017 to presentfactForm ADV
← FARBER, JEFFREY, MARKOwnerDIRECTOR & EXECUTIVE CHAIRMAN, ownership code NA, individual
Mar 13, 2017 to presentfactForm ADV
← PIEL, WILLIAM, JOSEPHOwnerDIRECTOR AND VICE PRESIDENT, ownership code NA, individual
Mar 30, 2019 to presentfactForm ADV
← GREENFIELD, LINDSAY, FRANCEOwnerDIRECTOR, PRESIDENT, & TREASURER, ownership code NA, individual
Mar 30, 2019 to presentfactForm ADV
← LANNIGAN, MICHAEL, FRANCISOwnerHEAD OF RESEARCH, ownership code NA, individual
Mar 30, 2023 to presentfactForm ADV
← THE HANOVER INSURANCE GROUP, INC.OwnerOWNER, ownership code E, domestic entity
Mar 7, 2012 to presentfactForm ADV

Registered with (3)

← JAMES PATRICK LEAHEYAdvisorregistration: previous registration
Sep 24, 2004 to Dec 13, 2006factForm ADV
← Roger Henry FosterAdvisorregistration: previous registration
Mar 3, 2005 to Dec 1, 2006factForm ADV
← NICHOLAS HAMMONDAdvisorregistration: previous registration
Sep 2, 2005 to Aug 23, 2006factForm ADV

Dated events

Occurred
Mar 30, 2023
Control person joined
Francis Michael Lannigan (Head Of Research) appeared on Schedule A of Opus Investment Management, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 30, 2023
Control person left
Charles Scott Hyney (Vice President/Director) no longer on Schedule A of Opus Investment Management, Inc. (listed 2022-03-28, absent 2023-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2022
Control person left
Kirkpatrick Ann Tripp (Director & President & Treasurer) no longer on Schedule A of Opus Investment Management, Inc. (listed 2021-03-29, absent 2022-03-28)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2019
Control person left
John Richard Litchfield (Vice President) no longer on Schedule A of Opus Investment Management, Inc. (listed 2018-10-04, absent 2019-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2019
Control person joined
Joseph William Piel (Vice President) appeared on Schedule A of Opus Investment Management, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 30, 2019
Control person joined
France Lindsay Greenfield (Vice President) appeared on Schedule A of Opus Investment Management, Inc.
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58c0a7cf-a85e-9490-05de-81020fe6b38f
First observed: Mar 7, 2012
Last observed: Mar 22, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OPUS INVESTMENT MANAGEMENT, INC.

CRD 107569

WORCESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58c0a7cf-a85e-9490-05de-81020fe6b38f

Data as of Mar 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:52 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FARBER, JEFFREY, MARK

DIRECTOR & EXECUTIVE CHAIRMAN

yes

01/2017

Mar 13, 2017

Mar 22, 2024

GREENFIELD, LINDSAY, FRANCE

DIRECTOR, PRESIDENT, & TREASURER

yes

01/2022

Mar 30, 2019

Mar 22, 2024

LANNIGAN, MICHAEL, FRANCIS

HEAD OF RESEARCH

yes

01/2022

Mar 30, 2023

Mar 22, 2024

MCENTEGART, LYNNE, ANN

SECRETARY/VICE PRESIDENT

yes

09/2017

Oct 25, 2017

Mar 22, 2024

PIEL, WILLIAM, JOSEPH

DIRECTOR AND VICE PRESIDENT

yes

12/2023

Mar 30, 2019

Mar 22, 2024

THE HANOVER INSURANCE GROUP, INC.

Owner

yes

10/1995

Mar 7, 2012

Mar 22, 2024

SCAVETTI, JOSEPH, JULIAN

CHIEF COMPLIANCE OFFICER

07/2018

Aug 3, 2018

Mar 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AIX SPECIALTY INSURANCE COMPANY

n/a

yes

n/a

AIX, INC.

n/a

yes

n/a

ALLMERICA FINANCIAL ALLIANCE INSURANCE COMPANY

n/a

yes

n/a

ALLMERICA FINANCIAL BENEFIT INSURANCE COMPANY

n/a

yes

n/a

ALLMERICA PLUS INSURANCE AGENCY, INC.

n/a

yes

n/a

CAMPMED CASUALTY & INDEMNITY COMPANY, INC.

n/a

yes

n/a

CITIZENS INSURANCE COMPANY OF AMERICA

n/a

yes

n/a

CITIZENS INSURANCE COMPANY OF ILLINOIS

n/a

yes

n/a

CITIZENS INSURANCE COMPANY OF OHIO

n/a

yes

n/a

CITIZENS INSURANCE COMPANY OF THE MIDWEST

n/a

yes

n/a

EDUCATORS INSURANCE AGENCY, INC.

n/a

yes

n/a

HANOVER SPECIALTY INSURANCE BROKERS, INC.

n/a

yes

n/a

MASSACHUSETTS BAY INSURANCE COMPANY

n/a

yes

n/a

NOVA CASUALTY COMPANY

n/a

yes

n/a

THE HANOVER AMERICAN INSURANCE COMPANY

n/a

yes

n/a

THE HANOVER ATLANTIC INSURANCE COMPANY LTD.

n/a

yes

n/a

THE HANOVER CASUALTY COMPANY

n/a

yes

n/a

THE HANOVER INSURANCE COMPANY

n/a

yes

n/a

THE HANOVER NATIONAL INSURANCE COMPANY

n/a

yes

n/a

VERLAN FIRE INSURANCE COMPANY

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 22, 2024

$11B

n/a

2022

Mar 30, 2023

$11B

n/a

2021

Mar 28, 2022

$12B

n/a

2020

Mar 29, 2021

$13B

n/a

2019

Mar 27, 2020

$12B

n/a

2018

Mar 30, 2019

$11B

n/a

2017

Mar 21, 2018

$10B

n/a

2016

Mar 13, 2017

$9.7B

n/a

2015

Mar 3, 2016

$9.2B

n/a

2014

Mar 11, 2015

$9.0B

n/a

2013

Mar 5, 2014

$8.2B

n/a

2012

Mar 4, 2013

$8.0B

n/a

2011

Mar 7, 2012

$7.3B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$11B

5.3%

$13B

-3.4%