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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Roger Henry Foster

Advisor at SANTANDER SECURITIES

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ee9e237-131e-73ca-4b13-225d282fbcd3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANTANDER SECURITIES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Dec 2, 2016
First registration: Mar 3, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4292744

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANTANDER SECURITIES	Bd affiliated wealth	Feb 19, 2025	n/a	yes	WINDHAM, NH\|Pelham, NH\|Salem, NH\|LEXINGTON, MA\|Waltham, MA\|Watertown, MA\|Westford, MA\|Chelmsford, MA\|Waltham, MA\|Framingham, MA\|Lowell, MA\|Holden, MA\|Billerica, MA\|Burlington, MA\|Leominster, MA\|Boston, MA	Current employment
OPUS INVESTMENT MANAGEMENT, INC.	Former SEC adviser	Mar 3, 2005	Dec 1, 2006	no	WORCESTER, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPUS INVESTMENT MANAGEMENT, INC.	SANTANDER SECURITIES	Dec 1, 2006	Feb 19, 2025	6,655	Firm change after gap	Other

Relationships

Registered with (2)

→ SANTANDER SECURITIESRegistered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ OPUS INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 3, 2005 to Dec 1, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ee9e237-131e-73ca-4b13-225d282fbcd3
First observed: Mar 3, 2005
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Roger Henry Foster

Advisor at SANTANDER SECURITIES

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ee9e237-131e-73ca-4b13-225d282fbcd3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:24 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SANTANDER SECURITIES

Bd affiliated wealth

Feb 19, 2025

n/a

yes

Current employment

OPUS INVESTMENT MANAGEMENT, INC.

Former SEC adviser

Mar 3, 2005

Dec 1, 2006

WORCESTER, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

OPUS INVESTMENT MANAGEMENT, INC.

SANTANDER SECURITIES

Dec 1, 2006

Feb 19, 2025

6,655

Firm change after gap

Other