DFX Intelligence

C•••• R••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

C•••• R••• C••••••• L••

CRD 327488

MIAMI, FL

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Search this name across graphsid dfx:ria:58c7fde6-16f4-d789-6d36-2869a1b6a7a0

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 3
Observed: Sep 19, 2023 to Mar 24, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

C•••• R••• C••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

C•••• R••• P•••••• C••••• F•••• L•

P•••••• equity fund · shared crd

Independent Sponsorsidentity

C•••• R••• P•••••• C••••• F•••• L•

Capital provider · shared cik

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.52 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $661M
P•••••• client RAUM: $0derived••• Locked
P•••••• client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• R••• G••••• L••	SOLE MANAGING MEMBER	E	yes	06/2023	Sep 19, 2023	Jun 18, 2024
D•••••• M••••••• P••••	CO CEO/CO CIO	Na	yes	05/2023	Sep 19, 2023	Jun 18, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV
2025	Mar 24, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$331M	281.0%	n/a	n/a	16	16	0	0

Relationships

Controls (3)

← D•••••• M••••••• P••••OwnerMEMBER, ownership code C, individual
Sep 19, 2023 to Jun 18, 2024factForm ADV
← Y••••• D•••••• C•••••OwnerMEMBER, ownership code C, individual
Sep 19, 2023 to Jun 18, 2024factForm ADV
← C•••• R••• G••••• L••OwnerSOLE MANAGING MEMBER, ownership code E, domestic entity
Sep 19, 2023 to Jun 18, 2024factForm ADV

Owns (3)

← K••••••• J••••• W••••••OwnerHEAD OF OPERATIONS, ownership code NA, individual

Dated events

Occurred
Mar 24, 2026
Regulatory AUM changed
C•••• R••• C••••••• L•• reported RAUM $1.3B, up 281% from $331.0M (2025-05-02 to 2026-03-24)
Form ADVobserved 7 days ago
$930M
Occurred
Mar 14, 2025
Regulatory AUM changed
C•••• R••• C••••••• L•• reported RAUM $331.0M, up 231% from $100.0M (2024-06-18 to 2025-03-14)
Form ADVobserved 7 days ago
$231M
Occurred
Sep 19, 2023
First Form ADV filing
C•••• R••• C••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58c7fde6-16f4-d789-6d36-2869a1b6a7a0
First observed: Sep 19, 2023
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.