DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••• R••• C••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Sep 19, 2023 · 6 filings
SEC status approved since Oct 19, 2023
RAUM
$1.3B
reported, Item 5.F
Discretionary
52%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$1.3B as of Mar 24, 2026
Feb 23, 2024$100M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Feb 23, 20240 then
Employees (5.A)16 as of Mar 24, 2026
Feb 23, 202416 then
Private funds1 as of Mar 24, 2026
Mar 14, 20251 then
RAUM +281% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $420MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 52%derivedof RAUM
- Institutional
- 7.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +281%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$661M52%
- Banks and thrifts$500M40%
- Insurance companies$100M7.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.52 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• M••••••• P•••• · Co Ceo/Co Ciocontrolsince 05/2023 · owns less than 5%
- Y••••• D•••••• C••••• · Co Ceo/Co Ciocontrolsince 05/2023 · owns less than 5%
- D•••••• M••••••• P•••• · Membercontrolsince 06/2023 · owns 25% to 50% of C•••• R••• G••••• L••
- Y••••• D•••••• C••••• · Membercontrolsince 06/2023 · owns 25% to 50% of C•••• R••• G••••• L••
- C••••• P••••• G••••• · Chief Compliance Officersince 07/2023 · owns less than 5%
- K••••••• J••••• W•••••• · Head Of Operationssince 07/2023 · owns less than 5%
- S••••••• B•••••••• J••• · Chief Financial Officersince 07/2023 · owns less than 5%
Entity owners
- C•••• R••• G••••• L•• · Sole Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 24, 2026discretionary share of RAUM moved from 70.0% to 52.0% between the annual amendments of 2025-03-14 and 2026-03-24peers: other advisers, $1B to $5B (247)
- institutional asset share shiftChange between filings · filing Mar 24, 2026institutional share of RAUM moved from 30.0% to 48.0% between the annual amendments of 2025-03-14 and 2026-03-24peers: other advisers, $1B to $5B (247)
- RAUM up 50 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $331,034,177 to $1,261,306,586 (+281.0%) between the annual amendments of 2025-03-14 and 2026-03-24; the peer median change was +11.0% (231 comparable advisers, 97.0th percentile of changes)peers: other advisers, $1B to $5B (231) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 3May 2, 2025 to Mar 24, 2026
- Discretionary RAUM · $231M to $661MMay 2, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $100M to $600MMay 2, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $231M to $661MMay 2, 2025 to Mar 24, 2026
- RAUM · $331M to $1.3BMay 2, 2025 to Mar 24, 2026
- Financial planning clients · unset to Mar 14, 2025 to May 2, 2025
- Accounts · 1 to 2Jun 18, 2024 to Mar 14, 2025
- Advisory activities · 1 to 2Jun 18, 2024 to Mar 14, 2025
- Pooled vehicle clients · unset to 1.0Jun 18, 2024 to Mar 14, 2025
- Private funds · unset to 1Jun 18, 2024 to Mar 14, 2025
- Discretionary RAUM · $0 to $231MJun 18, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · unset to 231034177.0Jun 18, 2024 to Mar 14, 2025
- RAUM · $100M to $331MJun 18, 2024 to Mar 14, 2025
- HQ city · MIAMI BEACH to MIAMIFeb 23, 2024 to Jun 18, 2024
- Accounts · 0 to 1Sep 19, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $0 to $100MSep 19, 2023 to Feb 23, 2024
- RAUM · $0 to $100MSep 19, 2023 to Feb 23, 2024
Signals
3 dated events
- C•••• R••• C••••••• L•• reported RAUM $1.3B, up 281% from $331.0M (2025-05-02 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- C•••• R••• C••••••• L•• reported RAUM $331.0M, up 231% from $100.0M (2024-06-18 to 2025-03-14)Mar 14, 2025 · RAUM change · derived
- C•••• R••• C••••••• L•• filed its initial SEC registration (Form ADV)Sep 19, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••• R••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- Canal Road Private Credit Fund, LP · Independent Sponsorsshared cik · capital_provider
- Canal Road Private Credit Fund, LP · Private Equityshared crd · fund
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/canalroadgroupreportedpublic record, Form ADV, Sep 19, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 305-488-6000reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026