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B•••••• H•••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

B•••••• H•••• K••••••

Advisor at C•••••••

Dallas, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58c9363e-77e8-7b70-6565-af4256cea7c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Jun 23, 2023	n/a	yes	Dallas, TX	Current employment
S••••••• W••••• M••••••••• L••	Former SEC adviser	Nov 9, 2017	Oct 25, 2023	no	DALLAS, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• W••••• M••••••••• L••	C•••••••	Oct 25, 2023	Jun 23, 2023	-124	Firm change after gap	Other
T••••••• P•••••• W••••• M•••••••••	S••••••• W••••• M••••••••• L••	Jan 9, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134714:175112:TX:2023-10-25	Oct 25, 2023	Jun 23, 2023	DALLAS, TX	Firm change after gap

Relationships

Registered with (4)

→ C•••••••Registered adviserregistration: current employment
Jun 23, 2023 to presentfactForm ADV
→ S••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 9, 2017 to Oct 25, 2023factForm ADV
→ T••••••• P•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 22, 2004 to Jan 9, 2017factForm ADV
→ K••• I••••••••• A•••••••Registered adviser

Dated events

Occurred
Oct 25, 2023
Advisor changed firm
B•••••• H•••• K•••••• left S••••••• W••••• M••••••••• L•• for Captrust (registered 2023-06-23)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58c9363e-77e8-7b70-6565-af4256cea7c6
First observed: Oct 1, 1999
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.