RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• H•••• K••••••
- C••••••• institutional currentsince Jun 23, 2023 · Dallas, Tx
- S••••••• W••••• M••••••••• L•• formerNov 9, 2017 to Oct 25, 2023 · Dallas, Tx
- T••••••• P•••••• W••••• M••••••••• mixed wealthJul 22, 2004 to Jan 9, 2017 · Dallas, Tx
- K••• I••••••••• A••••••• unclassifiedOct 1, 1999 to Jun 11, 2003 · Dallas, Tx
- S••••••• W••••• M••••••••• L•• to C•••••••left Oct 25, 2023, registered Jun 23, 2023 (-124 days) · Other · moved with a team
- T••••••• P•••••• W••••• M••••••••• to S••••••• W••••• M••••••••• L••left Jan 9, 2017, registered Nov 9, 2017 (304 days) · Other
- K••• I••••••••• A••••••• to T••••••• P•••••• W••••• M•••••••••left Jun 11, 2003, registered Jul 22, 2004 (407 days) · Other
- B•••••• H•••• K•••••• left S••••••• W••••• M••••••••• L•• for Captrust (registered 2023-06-23)Oct 25, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address