DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ARTESA FINANCIAL GROUP

ARTESA FINANCIAL GROUP, LLC, CRD 153741

CONROE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58cb7358-3e7a-6889-cda6-cfa9a44f3d88

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 25, 2012 to Mar 31, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $127MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $127M
Private client RAUM: $127MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $63.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 606
Individual clients: 267
High net worth clients: 62
SEC number: 801-122111
CRD: 153741
Filings on the tape: 22
First filed: Jan 25, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, TX
Website: artesafinancialgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
FRANK EDWARD CANNON	n/a	CONROE, TX	16	28	2	no
CHRISTY ANN HAYES	n/a	CONROE, TX	11	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CANNON, BOBBI, JO	CHIEF FINANCIAL OFFICER	D	yes	07/2021	Jan 25, 2012	Mar 29, 2024
CANNON, FRANK, EDWARD	MANAGING MEMBER	D	yes	06/2010	Jan 25, 2012	Mar 29, 2024
HAYES, CHRISTY, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	06/2016	Jun 29, 2016	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ASSET GUARDIAN, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$127M	$127M	4	2	0	n/a	n/a
2024	Mar 12, 2025	$110M	$110M	4	2	0	n/a	n/a
2023	Mar 29, 2024	$94.8M	$94.8M	4	2	0	n/a	n/a
2022	Mar 16, 2023	$92.9M	$92.9M	5	2	0	n/a	n/a
2021	Mar 21, 2022	$111M	$111M	5	2	0	n/a	n/a
2015	Mar 30, 2016	$71.1M	$71.1M	5	3	n/a	n/a	n/a
2014	Feb 25, 2015	$94.7M	$94.7M	5	3	n/a	n/a	n/a
2013	Mar 6, 2014	$92.0M	$92.0M	5	2	n/a	n/a	n/a
2012	Mar 25, 2013	$102M	$102M	6	2	n/a	n/a	n/a
2011	Jan 25, 2012	$106M	$105M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$127M	$110M	14.6%	$92.9M	10.9%	4	4	0	0

Relationships

Registered with (3)

← CHRISTY ANN HAYESAdvisorregistration: current employment
Mar 31, 2015 to presentfactForm ADV
← FRANK EDWARD CANNONAdvisorregistration: current employment
Jul 7, 2010 to presentfactForm ADV
← JOHN CHARLES BRICKHOUSEAdvisorregistration: previous registration
Jul 1, 2010 to Mar 22, 2011factForm ADV

Controls (3)

← CANNON, FRANK, EDWARDOwnerMANAGING MEMBER, ownership code D, individual
Jan 25, 2012 to Mar 29, 2024factForm ADV
← CANNON, BOBBI, JOOwnerCHIEF FINANCIAL OFFICER, ownership code D, individual
Jan 25, 2012 to Mar 29, 2024factForm ADV
← HAYES, CHRISTY, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 29, 2016 to Mar 29, 2024factForm ADV

Dated events

Occurred
Jul 19, 2021
Control person joined
Jo Bobbi Cannon (Chief Financial Officer) appeared on Schedule A of Artesa Financial Group
Form ADVobserved 6 days ago
Occurred
Jul 19, 2021
First Form ADV filing
Artesa Financial Group filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58cb7358-3e7a-6889-cda6-cfa9a44f3d88
First observed: Jan 25, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARTESA FINANCIAL GROUP

ARTESA FINANCIAL GROUP, LLC, CRD 153741

CONROE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58cb7358-3e7a-6889-cda6-cfa9a44f3d88

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:16 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

FRANK EDWARD CANNON

n/a

CONROE, TX

CHRISTY ANN HAYES

n/a

CONROE, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CANNON, BOBBI, JO

CHIEF FINANCIAL OFFICER

yes

07/2021

Jan 25, 2012

Mar 29, 2024

CANNON, FRANK, EDWARD

MANAGING MEMBER

yes

06/2010

Jan 25, 2012

Mar 29, 2024

HAYES, CHRISTY, ANN

CHIEF COMPLIANCE OFFICER

yes

06/2016

Jun 29, 2016

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ASSET GUARDIAN, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$127M

n/a

2024

Mar 12, 2025

$110M

n/a

2023

Mar 29, 2024

$94.8M

n/a

2022

Mar 16, 2023

$92.9M

n/a

2021

Mar 21, 2022

$111M

n/a

2015

Mar 30, 2016

$71.1M

n/a

2014

Feb 25, 2015

$94.7M

n/a

2013

Mar 6, 2014

$92.0M

n/a

2012

Mar 25, 2013

$102M

n/a

2011

Jan 25, 2012

$106M

$105M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$127M

$110M

14.6%

$92.9M

10.9%