DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••••• F•••••••• G••••
Legal name A••••• F•••••••• G••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jan 25, 2012 · 22 filings
SEC status approved since Aug 18, 2021
RAUM
$127M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$127M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$63.3M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$127M as of Mar 31, 2026
Jan 25, 2012$106M then
HNW client RAUM$72.1M as of Mar 31, 2026
Mar 21, 2022$33.5M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Jan 25, 20120 then
Employees (5.A)4 as of Mar 31, 2026
Mar 25, 20136 then
Private funds: no history
RAUM +15% over the last fiscal year+11% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $63.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 165derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $208,936derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$72.1M57%
- Individuals$54.5M43%
- Individual clients
- 267reported
- HNW clients
- 62reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 606reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F•••• E••••• C••••• | Conroe, Tx | Jul 7, 2010 | 28 y | 2 |
| C•••••• A•• H•••• | Conroe, Tx | Mar 31, 2015 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••• C•••••• B••••••••• to R••••• S•••••• C•••••• M••••••••• L••Mar 22, 2011 · Other
Joined, latest
- F•••• E••••• C••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 7, 2010 · Other
- J••• C•••••• B••••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 1, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• B••••• J• · Chief Financial Officercontrolsince 07/2021 · owns 50% to 75%
- C•••••• F••••• E••••• · Managing Membercontrolsince 06/2010 · owns 50% to 75%
- H••••• C••••••• A•• · Chief Compliance Officercontrolsince 06/2016 · owns less than 5%
Related persons
Schedule D 7.A
- A•••• G•••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Conroe, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 590 to 606Mar 12, 2025 to Mar 31, 2026
- HNW clients · 47 to 62Mar 12, 2025 to Mar 31, 2026
- Individual clients · 291 to 267Mar 12, 2025 to Mar 31, 2026
- Discretionary RAUM · $110M to $127MMar 12, 2025 to Mar 31, 2026
- HNW RAUM · $53.1M to $72.1MMar 12, 2025 to Mar 31, 2026
- Individual RAUM · $57.4M to $54.5MMar 12, 2025 to Mar 31, 2026
- RAUM · $110M to $127MMar 12, 2025 to Mar 31, 2026
- Accounts · 541 to 590Mar 29, 2024 to Mar 12, 2025
- HNW clients · 27 to 47Mar 29, 2024 to Mar 12, 2025
- Individual clients · 514 to 291Mar 29, 2024 to Mar 12, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 12, 2025
- Discretionary RAUM · $94.8M to $110MMar 29, 2024 to Mar 12, 2025
- HNW RAUM · $32.7M to $53.1MMar 29, 2024 to Mar 12, 2025
- Individual RAUM · $62.1M to $57.4MMar 29, 2024 to Mar 12, 2025
- RAUM · $94.8M to $110MMar 29, 2024 to Mar 12, 2025
- Accounts · 600 to 541Sep 13, 2023 to Mar 29, 2024
- HNW clients · 51 to 27Sep 13, 2023 to Mar 29, 2024
- Individual clients · 298 to 514Sep 13, 2023 to Mar 29, 2024
- Employees · 5 to 4Sep 13, 2023 to Mar 29, 2024
- Discretionary RAUM · $92.9M to $94.8MSep 13, 2023 to Mar 29, 2024
- HNW RAUM · $44.9M to $32.7MSep 13, 2023 to Mar 29, 2024
- Individual RAUM · $48.0M to $62.1MSep 13, 2023 to Mar 29, 2024
- RAUM · $92.9M to $94.8MSep 13, 2023 to Mar 29, 2024
- Accounts · 606 to 600Mar 21, 2022 to Mar 16, 2023
- HNW clients · 25 to 51Mar 21, 2022 to Mar 16, 2023
- Individual clients · 433 to 298Mar 21, 2022 to Mar 16, 2023
- Discretionary RAUM · $111M to $92.9MMar 21, 2022 to Mar 16, 2023
- HNW RAUM · $33.5M to $44.9MMar 21, 2022 to Mar 16, 2023
- Individual RAUM · $77.1M to $48.0MMar 21, 2022 to Mar 16, 2023
- RAUM · $111M to $92.9MMar 21, 2022 to Mar 16, 2023
- Accounts · 252 to 606Jul 19, 2021 to Mar 21, 2022
- HNW clients · 29 to 25Jul 19, 2021 to Mar 21, 2022
- Individual clients · 223 to 433Jul 19, 2021 to Mar 21, 2022
- Employees · 4 to 5Jul 19, 2021 to Mar 21, 2022
- Discretionary RAUM · $109M to $111MJul 19, 2021 to Mar 21, 2022
- HNW RAUM · $49.2M to $33.5MJul 19, 2021 to Mar 21, 2022
- Individual RAUM · $59.6M to $77.1MJul 19, 2021 to Mar 21, 2022
- RAUM · $109M to $111MJul 19, 2021 to Mar 21, 2022
- Accounts · 548 to 252Jul 11, 2016 to Jul 19, 2021
- Advisory employees · 3 to 2Jul 11, 2016 to Jul 19, 2021
Signals
2 dated events
- Jo Bobbi Cannon (Chief Financial Officer) appeared on Schedule A of A••••• F•••••••• G••••Jul 19, 2021 · Control person joined · fact
- A••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Jul 19, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 936-760-2215reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 936-760-2215reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- artesafinancialgroup.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026