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G•••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

G•••••• W••••••••

Advisor at C•••••• W••••• M••••••••• L••

NEW YORK, NY | NAPERVILLE, IL

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Search this name across graphsid dfx:ria:58d0a632-8bd2-73d4-6336-2c0c853be46a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 9, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• M••••••••• L••	Independent wealth	Jan 21, 2026	n/a	yes	NEW YORK, NY\|NAPERVILLE, IL	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Apr 18, 2013	Nov 5, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	C•••••• W••••• M••••••••• L••	Nov 5, 2025	Jan 21, 2026	77	Firm change	Ibd to RIA
M••••• S••••••	C•••••• S••••• • C••• I•••	Apr 23, 2013

Relationships

Registered with (3)

→ C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 21, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 18, 2013 to Nov 5, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jul 10, 2012 to Apr 23, 2013factForm ADV

Dated events

Occurred
Nov 5, 2025
Advisor changed firm
G•••••• W•••••••• left C•••••• S••••• • C••• I••• for C•••••• W••••• M••••••••• L•• (registered 2026-01-21)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58d0a632-8bd2-73d4-6336-2c0c853be46a
First observed: Jul 10, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.