DFX Intelligence

O•••••• S••••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor39 years in industry

O•••••• S••••••• P••••

Advisor at I••••••••• F•••••••• A•••••••

JOLIET, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58daaa37-2a1a-8c74-89bd-abff16b49925

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• A•••••••	Independent wealth	Feb 16, 2005	n/a	yes	JOLIET, IL	Current employment
G•• S••••••••• I•••	Bd affiliated wealth	Jun 6, 2006	Dec 12, 2011	no	OAKBROOK, IL\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|JOLIET, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• S••••••••• I•••	n/a	Dec 12, 2011	n/a	n/a	Departure no registered destination	Departure
G•••• A••••••• A•••••••• I•••	G•• S••••••••• I•••	May 24, 2006	Jun 6, 2006	13

Relationships

Registered with (5)

→ I••••••••• F•••••••• A•••••••Registered adviserregistration: current employment
Feb 16, 2005 to presentfactForm ADV
→ G•• S••••••••• I•••Registered adviserregistration: previous registration
Jun 6, 2006 to Dec 12, 2011factForm ADV
→ G•••• A••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 11, 2005 to May 24, 2006factForm ADV
→ P•• A•••• M••••••••• I••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58daaa37-2a1a-8c74-89bd-abff16b49925
First observed: Apr 3, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.