This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$233MItem 5.F on the latest filing (2026-01-29); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$204M

Private client RAUM

$232MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

6

RAUM per advisor

$38.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

6

Offices

2Schedule D 1.F, beyond the principal office

Accounts

452

Individual clients

90

High net worth clients

75

SEC number

801-121642

CRD

173138

Filings on the tape

12

First filed

May 28, 2021

Latest filed

Jan 29, 2026

Organised

Limited Liability Company, CA

Website

aspirean.com

• Occurred

  Jun 30, 2021
  Control person joined

  Michael Christopher Winkler (Principal) appeared on Schedule A of Aspirean Wealth, Llc

  Form ADVobserved 4 days ago
• Occurred

  May 28, 2021
  First Form ADV filing

  Grace Financial Associates, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:58de092d-b2b6-92f4-9788-a7a97bfab232

First observed

May 28, 2021

Last observed

Jan 29, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.