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Advisor at ASPIREAN WEALTH, LLC
MILL VALLEY, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASPIREAN WEALTH, LLC | Independent wealth | Nov 3, 2014 | n/a | yes | MILL VALLEY, CA | Current employment |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Apr 27, 2012 | Oct 31, 2014 | no | SAN DIEGO, CA|SAN DIEGO, CA|MILL VALLEY, CA | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Feb 7, 2001 | May 3, 2012 | no | MILL VALLEY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | ASPIREAN WEALTH, LLC | Oct 31, 2014 | Nov 3, 2014 | 3 | Firm change | Other |
| CETERA INVESTMENT ADVISERS LLC | INDEPENDENT FINANCIAL GROUP, LLC | May 3, 2012 | Apr 27, 2012 | -6 | Firm change | Other |