DFX Intelligence

G•••••• A••••• U••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

G•••••• A••••• U••••••

Advisor at P•••••• I••••••• A•••••••• L••

Folsom, CA

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Search this name across graphsid dfx:ria:58e2890c-282b-3dfe-f24c-3244fc651c9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 10, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• I••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Nov 13, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• I••••••• A•••••••• L••	Other adviser	Aug 24, 2022	n/a	yes	Folsom, CA	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Nov 12, 2021	Mar 11, 2022	no	IRVINE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	P•••••• I••••••• A•••••••• L••	Mar 11, 2022	Aug 24, 2022	166	Firm change	Other
H• B•••• I•••	M•• I•••••••• S•••••••• L••	Jun 18, 2020	Nov 12, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
1763:288792:MD:2017-10-17	Oct 17, 2017	Oct 18, 2017	BETHESDA, MD	Firm change

Relationships

Registered with (5)

→ P•••••• I••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 24, 2022 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 12, 2021 to Mar 11, 2022factForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
Mar 15, 2018 to Jun 18, 2020factForm ADV
→ K•••••••• W••••• A•••••••• L••

Dated events

Occurred
Mar 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58e2890c-282b-3dfe-f24c-3244fc651c9f
First observed: May 10, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.