DFX Intelligence

N•• C•••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

N•• C•••• N•••••

Advisor at A••••••• L••••• C••••••

GUAYNABO, PR

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Search this name across graphsid dfx:ria:58e43ccf-5fea-1212-450f-3a00e8a4d97e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• L••••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 29, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• L••••• C••••••	State registered	Oct 8, 2024	n/a	yes	GUAYNABO, PR	Current employment
M••••• S••••••	Wirehouse	Sep 15, 2016	Jan 23, 2017	no	Los Angeles, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A••••••• L••••• C••••••	Jan 23, 2017	Oct 8, 2024	2,815	Firm change after gap	Wirehouse to state RIA
W•••• F•••• A•••••••	M••••• S••••••	Nov 23, 2015	Sep 15, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:CA:2015-11-12	Nov 23, 2015	Sep 15, 2016	PASADENA, CA	Firm change

Relationships

Registered with (4)

→ A••••••• L••••• C••••••Registered adviserregistration: current employment
Oct 8, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 15, 2016 to Jan 23, 2017factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 30, 2007 to Nov 23, 2015factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58e43ccf-5fea-1212-450f-3a00e8a4d97e
First observed: Oct 30, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.