DFX Intelligence

S•••• V••• F•••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

S•••• V••• F•••••••• A•••••••

CRD 154732

WALPOLE, MA

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Search this name across graphsid dfx:ria:58e5690c-eed9-b695-bcd7-51a4225905d9

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2026 to Mar 9, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $50.1M••• Locked
Discretionary RAUM: $50.1M
Private client RAUM: $50.1Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••• L••• L••••	Certified Financial Planner	WALPOLE, MA	4	22	5	no
G••• C•••••••• S••••••	Certified Financial Planner	WALPOLE, MA	4	18	1

Relationships

Registered with (3)

← J•••••• A•••• S••••Advisorregistration: current employment
Sep 23, 2024 to presentfactForm ADV
← M•••• L••• L••••Advisorregistration: current employment
Mar 8, 2022 to presentfactForm ADV
← G••• C•••••••• S••••••Advisorregistration: current employment
Mar 8, 2022 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58e5690c-eed9-b695-bcd7-51a4225905d9
First observed: Mar 9, 2026
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.