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RIA / WealthAdvisorCertified Financial Planner22 years in industry

MISTY LYNN LYNCH

Advisor at SOUND VIEW FINANCIAL ADVISORS

WALPOLE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43e3d51a-16f7-bf79-6b4c-2b7be55540b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 5, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOUND VIEW FINANCIAL ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 4, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 4, 2004
First registration: Mar 5, 2004
Dual registered: no
Other names: MISTY L LADUKE|MISTY L LYNCH|MISTY LYNN LADUKE
IAPD individual key: 4736225

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOUND VIEW FINANCIAL ADVISORS	State registered	Mar 8, 2022	n/a	yes	WALPOLE, MA	Current employment
BECK BODE LLC	Independent wealth	Jan 23, 2020	Jan 3, 2022	no	DEDHAM, MA	Previous registration
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC	Bd affiliated wealth	Jun 18, 2018	Jan 13, 2020	no	BOSTON, MA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Nov 13, 2007	Nov 2, 2018	no	BOSTON, MA\|BOSTON, MA\|SOUTH BOSTON, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 28, 2006	Oct 17, 2007	no	BRISTOL, CT\|FORT MILL, SC\|BRISTOL, CT	Previous registration
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.	n/a	Mar 5, 2004	Aug 9, 2004	no	HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BECK BODE LLC	SOUND VIEW FINANCIAL ADVISORS	Jan 3, 2022	Mar 8, 2022	64	Firm change	RIA to state RIA
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC	BECK BODE LLC	Jan 13, 2020	Jan 23, 2020	10	Firm change	Ibd to RIA
SIGNATOR INVESTORS, INC.	JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC	Nov 2, 2018	Jun 18, 2018	-137	Firm change after gap	Ibd to RIA
LPL FINANCIAL LLC	SIGNATOR INVESTORS, INC.	Oct 17, 2007	Nov 13, 2007	27	Firm change	Other
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	Aug 9, 2004	Nov 28, 2006	841	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
468:174433:MA:2018-11-02	Nov 2, 2018	Jun 18, 2018	SOUTH BOSTON, MA	Firm change after gap

Relationships

Registered with (6)

→ SOUND VIEW FINANCIAL ADVISORSRegistered adviserregistration: current employment
Mar 8, 2022 to presentfactForm ADV
→ BECK BODE LLCRegistered adviserregistration: previous registration
Jan 23, 2020 to Jan 3, 2022factForm ADV
→ JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 18, 2018 to Jan 13, 2020factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Nov 13, 2007 to Nov 2, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 28, 2006 to Oct 17, 2007factForm ADV
→ PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Mar 5, 2004 to Aug 9, 2004factForm ADV

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
Misty Lynn Lynch left Beck Bode Llc for Sound View Financial Advisors (registered 2022-03-08)
Form ADVobserved 5 days ago