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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CADENCE CAPITAL MANAGEMENT LLC

CRD 106561

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58ec6a71-2a1b-c0dd-71f3-1ea56463fe41

Data as of May 20, 2020 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to May 20, 2020
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.1BItem 5.F on the latest filing (2020-05-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.1B
Private client RAUM: $134,827derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 21
Individual clients: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $231Mgross asset value as reported per fund; never fund size
SEC number: 801-48186
CRD: 106561
Filings on the tape: 28
First filed: Mar 30, 2012
Latest filed: May 20, 2020
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CADENCE GLOBAL EQUITY FUND L.P.	Hedge Fund	$231M	May 20, 2020	3	Jul 18, 2017	reported	021-296618
INTEGRITY BOSTON SMIDCAP GROWTH STOCK FUND, LP	Other Private Fund	$3.7M	Apr 8, 2016	10	Mar 30, 2012	dropped	021-140607

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FITZPATRICK, ROBERT, LEONARD	MANAGING DIRECTOR	Na	yes	01/2006	Mar 30, 2012	May 20, 2020
GINSBERG, ROBERT, EDWARD	MANAGING DIRECTOR	Na	yes	10/2014	Oct 17, 2014	May 20, 2020
PACIFIC GLOBAL ASSET MANAGEMENT LLC	MANAGING MEMBER	E	yes	07/2016	Mar 29, 2018	May 20, 2020
PACIFIC LIFE INSURANCE COMPANY	MANAGING MEMBER	E	yes	08/2012	Jul 29, 2016	May 20, 2020
PACIFIC LIFECORP	Parent	E	yes	05/2007	Jul 29, 2016	May 20, 2020
PACIFIC MUTUAL HOLDING COMPANY	Parent	E	yes	05/2007	Jul 29, 2016	May 20, 2020
SKILLMAN, MICHAEL, JOHN	MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER	Na	yes	01/1999	Mar 30, 2012	May 20, 2020
VOSS, KIMBERLY, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	04/2017	Apr 11, 2017	May 20, 2020
DOKAS, JAMES, PAUL	MANAGING DIRECTOR	Na	no	10/2014	Oct 17, 2014	May 20, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PACIFIC LIFE FUND ADVISORS LLC	n/a	Asset manager	$43B	N	yes	n/a
PACIFIC ASSET MANAGEMENT LLC	n/a	Asset manager	$27B	N	yes	n/a
PACIFIC PRIVATE FUND ADVISORS LLC	n/a	Asset manager	$12B	N	yes	n/a
PACIFIC GLOBAL ADVISORS LLC	n/a	Former SEC adviser	$57.1M	N	yes	n/a
CADENCE GLOBAL EQUITY GP LLC	n/a	n/a	n/a	Y	yes	n/a
PACIFIC LIFE INSURANCE COMPANY	n/a	n/a	n/a	Y	no	n/a
PACIFIC SELECT DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$2.1B	$2.1B	19	7	2	1	$231M
2018	Mar 28, 2019	$2.9B	$2.9B	18	7	1	1	$153M
2017	Mar 29, 2018	$4.3B	$4.3B	18	7	1	1	$176M
2016	Mar 22, 2017	$3.6B	$3.6B	14	6	n/a	1	$24.3M
2015	Mar 30, 2016	$4.0B	$4.0B	14	6	n/a	2	$28.8M
2014	Mar 18, 2015	$4.5B	$4.5B	20	12	n/a	2	$30.2M
2013	Mar 28, 2014	$4.6B	$4.6B	20	12	n/a	2	$31.1M
2012	Mar 22, 2013	$2.8B	$2.8B	28	16	n/a	2	$27.9M
2011	Mar 30, 2012	$5.0B	$4.5B	n/a	n/a	n/a	2	$27.9M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$2.1B	$2.9B	-26.5%	$3.6B	-16.5%	19	18	1	1

Relationships

Affiliated with (5)

→ PACIFIC LIFE FUND ADVISORS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ PACIFIC PRIVATE FUND ADVISORS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ARISTOTLE PACIFIC CAPITAL, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ PACIFIC GLOBAL ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
← SWELL INVESTING LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (2)

→ CADENCE GLOBAL EQUITY FUND L.P.Private fundHedge Fund, IA
Jul 18, 2017 to presentfactForm ADV
→ INTEGRITY BOSTON SMIDCAP GROWTH STOCK FUND, LPPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Apr 8, 2016factForm ADV

Controls (8)

← SKILLMAN, MICHAEL, JOHNOwnerMANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← FITZPATRICK, ROBERT, LEONARDOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← GINSBERG, ROBERT, EDWARDOwnerMANAGING DIRECTOR, ownership code NA, individual
Oct 17, 2014 to presentfactForm ADV
← VOSS, KIMBERLY, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 11, 2017 to presentfactForm ADV
← PACIFIC GLOBAL ASSET MANAGEMENT LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 29, 2018 to presentfactForm ADV
← PACIFIC LIFE INSURANCE COMPANYOwnerMANAGING MEMBER, ownership code E, domestic entity
Jul 29, 2016 to presentfactForm ADV
← PACIFIC LIFECORPOwnerPARENT, ownership code E, domestic entity
Jul 29, 2016 to presentfactForm ADV
← PACIFIC MUTUAL HOLDING COMPANYOwnerPARENT, ownership code E, domestic entity
Jul 29, 2016 to presentfactForm ADV

Owns (1)

← DOKAS, JAMES, PAULOwnerMANAGING DIRECTOR, ownership code NA, individual
Oct 17, 2014 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2020
Regulatory AUM changed
Cadence Capital Management Llc reported RAUM $2.1B, down 26% from $2.9B (2019-03-28 to 2020-03-30)
Form ADVobserved 3 days ago
$-758M
Occurred
Mar 28, 2019
Regulatory AUM changed
Cadence Capital Management Llc reported RAUM $2.9B, down 33% from $4.3B (2018-04-25 to 2019-03-28)
Form ADVobserved 3 days ago
$-1.4B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58ec6a71-2a1b-c0dd-71f3-1ea56463fe41
First observed: Mar 30, 2012
Last observed: May 20, 2020 77 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CADENCE CAPITAL MANAGEMENT LLC

CRD 106561

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58ec6a71-2a1b-c0dd-71f3-1ea56463fe41

Data as of May 20, 2020 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:18 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CADENCE GLOBAL EQUITY FUND L.P.

Hedge Fund

$231M

May 20, 2020

Jul 18, 2017

reported

021-296618

INTEGRITY BOSTON SMIDCAP GROWTH STOCK FUND, LP

Other Private Fund

$3.7M

Apr 8, 2016

Mar 30, 2012

dropped

021-140607

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FITZPATRICK, ROBERT, LEONARD

MANAGING DIRECTOR

yes

01/2006

Mar 30, 2012

May 20, 2020

GINSBERG, ROBERT, EDWARD

MANAGING DIRECTOR

yes

10/2014

Oct 17, 2014

May 20, 2020

PACIFIC GLOBAL ASSET MANAGEMENT LLC

MANAGING MEMBER

yes

07/2016

Mar 29, 2018

May 20, 2020

PACIFIC LIFE INSURANCE COMPANY

MANAGING MEMBER

yes

08/2012

Jul 29, 2016

May 20, 2020

PACIFIC LIFECORP

Parent

yes

05/2007

Jul 29, 2016

May 20, 2020

PACIFIC MUTUAL HOLDING COMPANY

Parent

yes

05/2007

Jul 29, 2016

May 20, 2020

SKILLMAN, MICHAEL, JOHN

MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER

yes

01/1999

Mar 30, 2012

May 20, 2020

VOSS, KIMBERLY, ANN

CHIEF COMPLIANCE OFFICER

yes

04/2017

Apr 11, 2017

May 20, 2020

DOKAS, JAMES, PAUL

MANAGING DIRECTOR

10/2014

Oct 17, 2014

May 20, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PACIFIC LIFE FUND ADVISORS LLC

n/a

Asset manager

$43B

yes

n/a

PACIFIC ASSET MANAGEMENT LLC

n/a

Asset manager

$27B

yes

n/a

PACIFIC PRIVATE FUND ADVISORS LLC

n/a

Asset manager

$12B

yes

n/a

PACIFIC GLOBAL ADVISORS LLC

n/a

Former SEC adviser

$57.1M

yes

n/a

CADENCE GLOBAL EQUITY GP LLC

n/a

yes

n/a

PACIFIC LIFE INSURANCE COMPANY

n/a

PACIFIC SELECT DISTRIBUTORS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$2.1B

$231M

2018

Mar 28, 2019

$2.9B

$153M

2017

Mar 29, 2018

$4.3B

$176M

2016

Mar 22, 2017

$3.6B

n/a

$24.3M

2015

Mar 30, 2016

$4.0B

n/a

$28.8M

2014

Mar 18, 2015

$4.5B

n/a

$30.2M

2013

Mar 28, 2014

$4.6B

n/a

$31.1M

2012

Mar 22, 2013

$2.8B

n/a

$27.9M

2011

Mar 30, 2012

$5.0B

$4.5B

n/a

$27.9M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$2.1B

$2.9B

-26.5%

$3.6B

-16.5%