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CRD 298050
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| EVAN FRANCIS FRANCKS | n/a | NEWPORT BEACH, CA | 0 | 14 | 3 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PACIFIC ASSET MANAGEMENT BANK LOAN L.P. | Hedge Fund | $1.7B | Oct 30, 2024 | 65 | Jul 1, 2014 | reported | 021-216987 |
| PACIFIC ASSET MANAGEMENT SENIOR LOAN FUND | Hedge Fund | $57.7M | Mar 30, 2020 | 4 | Apr 30, 2015 | dropped | 021-238802 |
| PACIFIC ASSET MANAGEMENT CLO OPPORTUNITIES FUND L.P. | Hedge Fund | $35.8M | Oct 30, 2024 | 2 | Aug 28, 2018 | reported | n/a |
| APC SHORT DURATION HIGH YIELD FUND, LP | Other Private Fund | $21.7M | Oct 30, 2024 | 5 | Oct 30, 2024 | reported | 021-522814 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ARISTOTLE CAPITAL MANAGEMENT, LLC | Owner | D | yes | 04/2023 | May 5, 2023 | Oct 30, 2024 |
| GLEICHER HOLDINGS | OWNER/MANAGING MEMBER | F | yes | 12/2012 | May 5, 2023 | Oct 30, 2024 |
| LALLANDE, JOSEPH, GUSTAVE | OWNER, GENERAL COUNSEL | Na | yes | 04/2023 | Aug 28, 2019 | Oct 30, 2024 |
| LEASURE, JAMES, PATRICK | OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER | Na | yes | 04/2023 | May 5, 2023 | Oct 30, 2024 |
| NOLAN, DOMINIC, DAO | OWNER, CHIEF EXECUTIVE OFFICER | Na | yes | 04/2023 | Jan 30, 2020 | Oct 30, 2024 |
| RCB ACQUISITION COMPANY LLC | OWNER/MANAGING MEMBER | C | yes | 07/2011 | May 5, 2023 | Oct 30, 2024 |
| RUMSEY, CAROL, ELAINE | OWNER, CHIEF COMPLIANCE OFFICER | Na | yes | 04/2023 | Aug 28, 2019 | Oct 30, 2024 |
| Schwab, Joshua, Brian | OWNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | Na | yes | 04/2023 | May 5, 2023 | Oct 30, 2024 |
| BOYD, CHARLES, ROBERT | OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER | Na | no | 04/2023 | May 5, 2023 | Oct 30, 2024 |
| MARZOUK, MICHAEL, ISAAC | OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER | A | no | 04/2023 | May 5, 2023 | Oct 30, 2024 |
| ROBERTSON, BRIAN, MICHAEL | OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER | Na | no | 04/2023 | May 5, 2023 | Oct 30, 2024 |
| WEISMILLER, DAVID, C | OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER | Na | no | 04/2023 | May 5, 2023 | Oct 30, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ARISTOTLE CAPITAL MANAGEMENT, LLC | n/a | Other adviser | $44B | Y | yes | n/a |
| ARISTOTLE INVESTMENT SERVICES, LLC | n/a | Asset manager | $17B | N | yes | n/a |
| APC ASSET DEVELOPMENT I, LP | n/a | Asset manager | $2.3B | N | yes | n/a |
| ARISTOTLE ATLANTIC PARTNERS, LLC | n/a | Other adviser | $2.2B | N | yes | n/a |
| APC ASSET DEVELOPMENT II, LP | n/a | Asset manager | $2.1B | N | yes | n/a |
| ARISTOTLE CAPITAL BOSTON, LLC | n/a | Other adviser | $1.8B | N | yes | n/a |
| ARISTOTLE CREDIT PARTNERS, LLC | n/a | Former SEC adviser | $81.1M | N | yes | n/a |
| APC ASSET GP I, LLC | n/a | n/a | n/a | Y | yes | n/a |
| APC ASSET GP II, LLC | n/a | n/a | n/a | Y | yes | n/a |
| APC HY BOND GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| APC SHORT DURATION HY GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| METWEST FUND MANAGER, LLC | n/a | n/a | n/a | N | yes | n/a |
| METWEST REALTY ADVISORS, LLC | n/a | State registered | n/a | N | yes | n/a |
| PAM BANK LOAN FUND GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| PAM CLO OPPORTUNITIES FUND GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| SAUL FUND GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $27B | $27B | 46 | 22 | 0 | 6 | n/a |
| 2024 | Mar 28, 2025 | $27B | $27B | 42 | 21 | 0 | 4 | n/a |
| 2023 | Mar 28, 2024 | $22B | $22B | 38 | 25 | 0 | 2 | $1.7B |
| 2022 | Mar 30, 2023 | $20B | $20B | 40 | 25 | 0 | 8 | $3.9B |
| 2021 | Mar 29, 2022 | $18B | $18B | 37 | 23 | 0 | 8 | $4.0B |
| 2020 | Mar 30, 2021 | $14B | $14B | 36 | 23 | 0 | 5 | $2.9B |
| 2019 | Mar 30, 2020 | $13B | $13B | 36 | 23 | 0 | 6 | $2.5B |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $27B | $27B | 0.3% | $20B | 9.8% | 46 | 42 | 0 | 0 |