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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

CLINT NEFF

Advisor at STRATEGIC ADVISERS LLC

YORK, PA

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Search this name across graphsid dfx:ria:58edb17f-8517-8a04-8f34-2ef06cc3fd3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 7, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 7, 2006
First registration: Aug 23, 2007
Dual registered: yes, broker-dealer
Other names: CLINT JAMES NEFF
IAPD individual key: 5348721

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	YORK, PA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Mar 11, 2022	Mar 31, 2025	no	YORK, PA	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	Jan 23, 2019	Jun 25, 2021	no	Hanover, PA\|SPRING GROVE, PA\|YORK, PA\|Etters, PA\|Harrisburg, PA\|YORK, PA\|York, PA\|York, PA\|Etters, PA\|York, PA\|Villanova, PA\|Manchester, PA\|Etters, PA\|York, PA\|Hanover, PA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 22, 2018	Feb 1, 2019	no	LANCASTER, PA\|York, PA\|BALA CYNWYD, PA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Dec 21, 2017	no	YORK, PA\|NEWTOWN SQUARE, PA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 17, 2007	Mar 25, 2017	no	PHILADELPHIA, PA\|RED LION, PA\|YORK, PA\|RED LION, PA\|BALTIMORE, MD\|YORK, PA\|NEWTOWN SQUARE, PA	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Aug 23, 2007	Dec 3, 2007	no	YORK, PA\|LANCASTER, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
SANTANDER SECURITIES	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jun 25, 2021	Mar 11, 2022	259	Firm change	Ibd to ibd
EQUITABLE ADVISORS, LLC	SANTANDER SECURITIES	Feb 1, 2019	Jan 23, 2019	-9	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	EQUITABLE ADVISORS, LLC	Dec 21, 2017	Jan 22, 2018	32	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
THRIVENT INVESTMENT MANAGEMENT INC.	MSI FINANCIAL SERVICES, INC.	Dec 3, 2007	Dec 17, 2007	14	Firm change	Other

Relationships

Registered with (7)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Mar 11, 2022 to Mar 31, 2025factForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Jan 23, 2019 to Jun 25, 2021factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 22, 2018 to Feb 1, 2019factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Dec 21, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 17, 2007 to Mar 25, 2017factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Aug 23, 2007 to Dec 3, 2007factForm ADV

Dated events

No dated event names this entity yet.