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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 23, 2023 | n/a | yes | HOUSTON, TX | Current employment |
| CITI PRIVATE ADVISORY, LLC | Former SEC adviser | Feb 17, 2017 | Dec 31, 2018 | no | NEW YORK, NY|Miami, FL|Houston, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 8, 2010 | Jun 20, 2023 | no | Houston, TX|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|Miami, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | CITI PRIVATE ADVISORY, LLC | Jun 20, 2023 | Feb 17, 2017 | -2,314 | Channel change | Other |
| CITI PRIVATE ADVISORY, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 31, 2018 | Jun 23, 2023 | 1,635 | Firm change after gap | Other |