DFX Intelligence

K•••• L•••• V•• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

K•••• L•••• V•• T••••••

Advisor at L•• F•••••••• L••

LANCASTER, CA

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Search this name across graphsid dfx:ria:58feba8b-cc5d-32de-cbcc-2926a27ec7a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 1, 2026	n/a	yes	LANCASTER, CA	Current employment
H••••••••• G•••• E••••• • R••••••••• S•••••••••	Former SEC adviser	Jul 24, 2015	May 17, 2023	no	LANCASTER, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• G•••• E••••• • R••••••••• S•••••••••	L•• F•••••••• L••	May 17, 2023	Jan 1, 2026	960	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ H••••••••• G•••• E••••• • R••••••••• S•••••••••Registered adviserregistration: previous registration
Jul 24, 2015 to May 17, 2023factForm ADV

Dated events

Occurred
May 17, 2023
Advisor changed firm
K•••• L•••• V•• T•••••• left H••••••••• G•••• E••••• • R••••••••• S••••••••• for L•• F•••••••• L•• (registered 2026-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58feba8b-cc5d-32de-cbcc-2926a27ec7a2
First observed: Jul 24, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.