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CRD 150102
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ERIK HORD LITTLE | n/a | AUSTIN, TX | 3 | 25 | 5 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| APAX GUERNSEY (HOLDCO) PCC LIMITED APAX IX CELL | Shareholder | E | yes | 10/2015 | Feb 26, 2024 | Apr 1, 2024 |
| APAX GUERNSEY (HOLDCO) PCC LIMITED APAX IX CELL | Shareholder | E | yes | 10/2015 | Feb 26, 2024 | Apr 1, 2024 |
| APAX IX GP CO. LIMITED | Shareholder | E | yes | 02/2019 | Feb 26, 2024 | Apr 1, 2024 |
| APAX IX GP CO. LIMITED | GENERAL PARTNER | F | yes | 12/2015 | Feb 26, 2024 | Apr 1, 2024 |
| APAX IX GP CO. LIMITED | Shareholder | E | yes | 02/2019 | Feb 26, 2024 | Apr 1, 2024 |
| APAX IX USD GP L.P. INC. | GENERAL PARTNER | F | yes | 12/2015 | Feb 26, 2024 | Apr 1, 2024 |
| APAX IX USD GP L.P. INC. | GENERAL PARTNER | F | yes | 12/2015 | Feb 26, 2024 | Apr 1, 2024 |
| APAX IX USD GP L.P. INC. | GENERAL PARTNER | Na | yes | 12/2015 | Feb 26, 2024 | Apr 1, 2024 |
| ASSUREDPARTNERS CAPITAL, INC. | Shareholder | E | yes | 09/2018 | Feb 26, 2024 | Apr 1, 2024 |
| ASSUREDPARTNERS, INC. | Shareholder | E | yes | 07/2011 | Feb 26, 2024 | Apr 1, 2024 |
| ASSUREDPARTNERS, INC. | Shareholder | E | yes | 07/2011 | Feb 26, 2024 | Apr 1, 2024 |
| CRESSWELL, SIMON, BERNARD | Enforcer | F | yes | 09/2015 | Feb 26, 2024 | Apr 1, 2024 |
| CRESSWELL, SIMON, BERNARD | Enforcer | Na | yes | 09/2015 | Feb 26, 2024 | Apr 1, 2024 |
| DOLPHIN MIDCO, INC. | Shareholder | E | yes | 10/2015 | Feb 26, 2024 | Apr 1, 2024 |
| DOLPHIN MIDCO, INC. | Shareholder | E | yes | 10/2015 | Feb 26, 2024 | Apr 1, 2024 |
| DOLPHIN TOPCO, INC. | Shareholder | E | yes | 10/2015 | Feb 26, 2024 | Apr 1, 2024 |
| DOLPHIN TOPCO, INC. | Shareholder | E | yes | 10/2015 | Feb 26, 2024 | Apr 1, 2024 |
| GTCR (AP) INVESTORS LP | LIMITED PRTNER | D | yes | 02/2019 | Feb 26, 2024 | Apr 1, 2024 |
| GTCR (AP) INVESTORS LP | LIMITED PARTNER | D | yes | 02/2019 | Feb 26, 2024 | Apr 1, 2024 |
| GTCR FUND XII/A LP | LIMITED PARTNER | C | yes | 05/2019 | Feb 26, 2024 | Apr 1, 2024 |
| GTCR FUND XII/A LP | LIMITED PARTNER | C | yes | 05/2019 | Feb 26, 2024 | Apr 1, 2024 |
| GTCR INVESTMENT XII LLC | GENERAL PARTNER | F | yes | 04/2017 | Feb 26, 2024 | Apr 1, 2024 |
| GTCR INVESTMENT XII LLC | GENERAL PARTNER | Na | yes | 04/2017 | Feb 26, 2024 | Apr 1, 2024 |
| GTCR PARTNERS XII/A&C LP | GENERAL PARTNER | F | yes | 04/2017 | Feb 26, 2024 | Apr 1, 2024 |
| GTCR PARTNERS XII/A&C LP | Member | D | yes | 02/2019 | Feb 26, 2024 | Apr 1, 2024 |
| GTCR PARTNERS XII/A&C LP | Member | D | yes | 02/2019 | Feb 26, 2024 | Apr 1, 2024 |
| GUILLE, ANDREW, WILLIAM | Trustee | Na | yes | 12/2018 | Feb 26, 2024 | Apr 1, 2024 |
| GUILLE, ANDREW, WILLIAM | Trustee | F | yes | 12/2018 | Feb 26, 2024 | Apr 1, 2024 |
| HIRZEL IV PURPOSE TRUST | Shareholder | E | yes | 03/2016 | Feb 26, 2024 | Apr 1, 2024 |
| HIRZEL IV PURPOSE TRUST | Shareholder | E | yes | 03/2016 | Feb 26, 2024 | Apr 1, 2024 |
| THE ASSUREDPARTNERS GROUP GP, LLC | GENERAL PARTNER | F | yes | 05/2019 | Feb 26, 2024 | Apr 1, 2024 |
| THE ASSUREDPARTNERS GROUP GP, LLC | GENERAL PARTNER | Na | yes | 05/2019 | Feb 26, 2024 | Apr 1, 2024 |
| THE ASSUREDPARTNERS GROUP LP | Shareholder | E | yes | 05/2019 | Feb 26, 2024 | Apr 1, 2024 |
| THE ASSUREDPARTNERS GROUP LP | Shareholder | E | yes | 05/2019 | Feb 26, 2024 | Apr 1, 2024 |
| THE BOON GROUP, INC. | DIRECT OWNER | E | yes | 03/2009 | Feb 26, 2024 | Apr 1, 2024 |
| Ward, Jacqueline, Mary Le Maitre | Trustee | Na | yes | 05/2010 | Feb 26, 2024 | Apr 1, 2024 |
| Ward, Jacqueline, Mary Le Maitre | Trustee | F | yes | 05/2010 | Feb 26, 2024 | Apr 1, 2024 |
| YOGI BERRA AGGREGATOR GP CO. LIMITED | Member | D | yes | 05/2019 | Feb 26, 2024 | Apr 1, 2024 |
| YOGI BERRA AGGREGATOR GP CO. LIMITED | GENERAL PARTNER | F | yes | 02/2019 | Feb 26, 2024 | Apr 1, 2024 |
| YOGI BERRA AGGREGATOR GP CO. LIMITED | Member | D | yes | 05/2019 | Feb 26, 2024 | Apr 1, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | n/a | Bd affiliated wealth | $80B | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 13, 2026 | $0 | $0 | 1 | 1 | 0 | n/a | n/a |
| 2024 | Mar 13, 2025 | $0 | $0 | 2 | 1 | 0 | n/a | n/a |
| 2023 | Apr 1, 2024 | n/a | n/a | 2 | 1 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $0 | $0 | n/a | n/a | n/a | 1 | 2 | 0 | 0 |