DFX Intelligence

Data Factory

RIA / WealthAdvisor25 years in industry

ERIK HORD LITTLE

Advisor at BOON INVESTMENT GROUP, INC.

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d84fb91c-63c0-d24d-53f6-52cdb97b7368

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BOON INVESTMENT GROUP, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 16, 2001
First registration: Nov 12, 2007
Dual registered: no
Other names: ERIC HORD LITTLE
IAPD individual key: 2481473

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BOON INVESTMENT GROUP, INC.	No RAUM reported	Feb 17, 2023	n/a	yes	AUSTIN, TX	Current employment
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Aug 14, 2015	Oct 20, 2015	no	AUSTIN, TX\|AUSTIN, TX\|Austin, TX	Previous registration
BOON INVESTMENT GROUP, INC.	No RAUM reported	Oct 21, 2009	Dec 31, 2022	no	AUSTIN, TX	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jul 14, 2008	Sep 10, 2009	no	AUSTIN, TX	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Dec 3, 2007	Mar 11, 2008	no	SAN ANTONIO, TX	Previous registration
ASPECT WEALTH MANAGEMENT	n/a	Nov 12, 2007	Feb 12, 2008	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BOON INVESTMENT GROUP, INC.	NFP ADVISOR SERVICES, LLC	Dec 31, 2022	Aug 14, 2015	-2,696	Firm change after gap	Other
NFP ADVISOR SERVICES, LLC	BOON INVESTMENT GROUP, INC.	Oct 20, 2015	Feb 17, 2023	2,677	Firm change after gap	Other
PRINCIPAL SECURITIES, INC.	BOON INVESTMENT GROUP, INC.	Sep 10, 2009	Oct 21, 2009	41	Firm change	Other
CETERA ADVISOR NETWORKS LLC	PRINCIPAL SECURITIES, INC.	Mar 11, 2008	Jul 14, 2008	125	Firm change	Other
ASPECT WEALTH MANAGEMENT	CETERA ADVISOR NETWORKS LLC	Feb 12, 2008	Dec 3, 2007	-71	Firm change after gap	Other

Relationships

Registered with (5)

→ BOON INVESTMENT GROUP, INC.Registered adviserregistration: previous registration
Oct 21, 2009 to Dec 31, 2022factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Aug 14, 2015 to Oct 20, 2015factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jul 14, 2008 to Sep 10, 2009factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Dec 3, 2007 to Mar 11, 2008factForm ADV
→ ASPECT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 12, 2007 to Feb 12, 2008factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Erik Hord Little left Boon Investment Group, Inc. for Nfp Advisor Services, Llc (registered 2015-08-14)
Form ADVobserved 4 days ago