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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

MERRICKS CAPITAL PTY LTD

CRD 157533

MELBOURNE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:590e3edc-21c1-bf1d-241b-7faeff183256

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 12
On other graphs: 0
Observed: Mar 26, 2012 to Apr 1, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.72 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $2.1BItem 5.F on the latest filing (2026-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 45
Advisory employees: 23
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 10
SEC number: 801-72326
CRD: 157533
Filings on the tape: 30
First filed: Mar 26, 2012
Latest filed: Apr 1, 2026
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MERRICKS CAPITAL FOO MASTER FUND	Hedge Fund	$349M	Sep 26, 2024	15	Sep 24, 2015	reported	021-248100
MERRICKS CAPITAL COMMODITIES MASTER FUND	Hedge Fund	$2.8M	Sep 30, 2022	1	Sep 29, 2021	dropped	021-414623
MERRICKS CAPITAL SOFT COMMODITIES MASTER FUND	Hedge Fund	$0	Nov 20, 2017	0	Jun 28, 2012	dropped	n/a
MERRICKS CAPITAL SOFT COMMODITIES ENHANCED STRATEGY MASTER FUND	Hedge Fund	$0	Nov 20, 2017	0	Sep 24, 2015	dropped	n/a
SOFT COMMODITIES OPPORTUNITY FUND	Hedge Fund	$0	Sep 20, 2016	0	Sep 26, 2013	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHUI, SANDRA, YIN TING	CHIEF OPERATING OFFICER	Na	yes	06/2024	Jun 28, 2024	Sep 26, 2024
Forbes-Harper, Anne, Louise	GENERAL COUNSEL, COMPANY SECRETARY, DIRECTOR & CHIEF COMPLIANCE OFFICER	Na	yes	11/2021	Oct 28, 2020	Sep 26, 2024
HACKETT, DAVID, MALCOLM	NON-EXECUTIVE DIRECTOR	Na	yes	06/2024	Nov 11, 2021	Sep 26, 2024
MERRICKS CAPITAL HOLDCO PTY LTD	CORPORATE OWNER	E	yes	07/2007	Aug 14, 2024	Sep 26, 2024
O'CONNOR, BRENDAN, JOHN	Director	Na	yes	07/2024	Jul 25, 2024	Sep 26, 2024
REDLICH, ADRIAN	EXECUTIVE CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND DIRECTOR	C	yes	05/2008	Mar 26, 2012	Sep 26, 2024
REGAL PARTNERS LIMITED	CORPORATE OWNER	E	yes	07/2024	Jul 25, 2024	Sep 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$2.1B	$1.5B	45	23	0	n/a	n/a
2024	Sep 26, 2024	$1.8B	$1.6B	43	20	0	1	$349M
2023	Sep 28, 2023	$1.5B	$1.3B	39	19	0	1	$277M
2022	Sep 30, 2022	$1.6B	$1.1B	35	15	0	2	$255M
2021	Sep 29, 2021	$1.4B	$993M	27	14	0	2	$486M
2020	Sep 28, 2020	$949M	$549M	21	11	0	1	$245M
2019	Sep 30, 2019	$296M	$216M	19	8	0	1	$38.6M
2018	Sep 24, 2018	$180M	$86.7M	15	6	0	1	$99,535
2017	Sep 20, 2017	$266M	$155M	11	6	n/a	3	$127M
2016	Sep 20, 2016	$217M	$216M	9	5	n/a	4	$188M
2015	Sep 24, 2015	$460M	$460M	15	11	n/a	4	$400M
2014	Sep 18, 2014	$756M	$756M	17	12	n/a	2	$180M
2013	Sep 26, 2013	$601M	$600M	17	12	n/a	2	$89.3M
2012	Sep 13, 2012	$561M	$554M	n/a	n/a	n/a	1	$1.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.1B	$1.8B	19.0%	$1.6B	10.7%	45	43	0	0

Relationships

Advises (5)

→ MERRICKS CAPITAL FOO MASTER FUNDPrivate fundHedge Fund, IA
Sep 24, 2015 to presentfactForm ADV
→ MERRICKS CAPITAL COMMODITIES MASTER FUNDPrivate fundHedge Fund, IA, no longer reported
Sep 29, 2021 to Sep 30, 2022factForm ADV
→ MERRICKS CAPITAL SOFT COMMODITIES MASTER FUNDPrivate fundHedge Fund, IA, no longer reported
Jun 28, 2012 to Nov 20, 2017factForm ADV
→ MERRICKS CAPITAL SOFT COMMODITIES ENHANCED STRATEGY MASTER FUNDPrivate fundHedge Fund, IA, no longer reported
Sep 24, 2015 to Nov 20, 2017factForm ADV
→ SOFT COMMODITIES OPPORTUNITY FUNDPrivate fundHedge Fund, IA, no longer reported
Sep 26, 2013 to Sep 20, 2016factForm ADV

Controls (7)

← REDLICH, ADRIANOwnerEXECUTIVE CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND DIRECTOR, ownership code C, individual
Mar 26, 2012 to Sep 26, 2024factForm ADV
← HACKETT, DAVID, MALCOLMOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Nov 11, 2021 to Sep 26, 2024factForm ADV
← Forbes-Harper, Anne, LouiseOwnerGENERAL COUNSEL, COMPANY SECRETARY, DIRECTOR & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 28, 2020 to Sep 26, 2024factForm ADV
← CHUI, SANDRA, YIN TINGOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jun 28, 2024 to Sep 26, 2024factForm ADV
← O'CONNOR, BRENDAN, JOHNOwnerDIRECTOR, ownership code NA, individual
Jul 25, 2024 to Sep 26, 2024factForm ADV
← MERRICKS CAPITAL HOLDCO PTY LTDOwnerCORPORATE OWNER, ownership code E, foreign entity
Aug 14, 2024 to Sep 26, 2024factForm ADV
← REGAL PARTNERS LIMITEDOwnerCORPORATE OWNER, ownership code E, foreign entity
Jul 25, 2024 to Sep 26, 2024factForm ADV

Dated events

Occurred
Jul 25, 2024
Control person joined
John Brendan O'Connor (Director) appeared on Schedule A of Merricks Capital Pty Ltd
Form ADVobserved 6 days ago
Occurred
Jul 25, 2024
Control person left
Bori Liberman (Direct Individual Owner) no longer on Schedule A of Merricks Capital Pty Ltd (listed 2024-06-28, absent 2024-07-25)
Form ADVobserved 6 days ago
Occurred
Jul 25, 2024
Control person left
Helen Liberman (Direct Individual Owner) no longer on Schedule A of Merricks Capital Pty Ltd (listed 2024-06-28, absent 2024-07-25)
Form ADVobserved 6 days ago
Occurred
Jul 25, 2024
Control person left
Christina Redlich (Direct Individual Owner) no longer on Schedule A of Merricks Capital Pty Ltd (listed 2024-06-28, absent 2024-07-25)
Form ADVobserved 6 days ago
Occurred
Jun 28, 2024
Control person joined
Yin Ting Sandra Chui (Chief Operating Officer) appeared on Schedule A of Merricks Capital Pty Ltd
Form ADVobserved 6 days ago
Occurred
Nov 11, 2021
Control person joined
Malcolm David Hackett (Non-Executive Director) appeared on Schedule A of Merricks Capital Pty Ltd
Form ADVobserved 6 days ago
Occurred
Sep 29, 2021
Regulatory AUM changed
Merricks Capital Pty Ltd reported RAUM $1.4B, up 48% from $949.3M (2020-10-28 to 2021-09-29)
Form ADVobserved 6 days ago
$454M
Occurred
Sep 29, 2021
Control person joined
Helen Liberman (Direct Individual Owner) appeared on Schedule A of Merricks Capital Pty Ltd
Form ADVobserved 6 days ago
Occurred
Sep 29, 2021
Control person joined
Christina Redlich (Direct Individual Owner) appeared on Schedule A of Merricks Capital Pty Ltd
Form ADVobserved 6 days ago
Occurred
Sep 28, 2020
Regulatory AUM changed
Merricks Capital Pty Ltd reported RAUM $949.3M, up 221% from $295.6M (2019-09-30 to 2020-09-28)
Form ADVobserved 6 days ago
$654M
Occurred
Sep 30, 2019
Regulatory AUM changed
Merricks Capital Pty Ltd reported RAUM $295.6M, up 64% from $179.8M (2018-09-24 to 2019-09-30)
Form ADVobserved 6 days ago
$116M
Occurred
Sep 30, 2019
Control person left
A Henry Lindell (Head Of Structured Credit And Director) no longer on Schedule A of Merricks Capital Pty Ltd (listed 2018-09-24, absent 2019-09-30)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:590e3edc-21c1-bf1d-241b-7faeff183256
First observed: Mar 26, 2012
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MERRICKS CAPITAL PTY LTD

CRD 157533

MELBOURNE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:590e3edc-21c1-bf1d-241b-7faeff183256

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MERRICKS CAPITAL FOO MASTER FUND

Hedge Fund

$349M

Sep 26, 2024

Sep 24, 2015

reported

021-248100

MERRICKS CAPITAL COMMODITIES MASTER FUND

Hedge Fund

$2.8M

Sep 30, 2022

Sep 29, 2021

dropped

021-414623

MERRICKS CAPITAL SOFT COMMODITIES MASTER FUND

Hedge Fund

Nov 20, 2017

Jun 28, 2012

dropped

n/a

MERRICKS CAPITAL SOFT COMMODITIES ENHANCED STRATEGY MASTER FUND

Hedge Fund

Nov 20, 2017

Sep 24, 2015

dropped

n/a

SOFT COMMODITIES OPPORTUNITY FUND

Hedge Fund

Sep 20, 2016

Sep 26, 2013

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHUI, SANDRA, YIN TING

CHIEF OPERATING OFFICER

yes

06/2024

Jun 28, 2024

Sep 26, 2024

Forbes-Harper, Anne, Louise

GENERAL COUNSEL, COMPANY SECRETARY, DIRECTOR & CHIEF COMPLIANCE OFFICER

yes

11/2021

Oct 28, 2020

Sep 26, 2024

HACKETT, DAVID, MALCOLM

NON-EXECUTIVE DIRECTOR

yes

06/2024

Nov 11, 2021

Sep 26, 2024

MERRICKS CAPITAL HOLDCO PTY LTD

CORPORATE OWNER

yes

07/2007

Aug 14, 2024

Sep 26, 2024

O'CONNOR, BRENDAN, JOHN

Director

yes

07/2024

Jul 25, 2024

Sep 26, 2024

REDLICH, ADRIAN

EXECUTIVE CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND DIRECTOR

yes

05/2008

Mar 26, 2012

Sep 26, 2024

REGAL PARTNERS LIMITED

CORPORATE OWNER

yes

07/2024

Jul 25, 2024

Sep 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$2.1B

$1.5B

n/a

2024

Sep 26, 2024

$1.8B

$1.6B

$349M

2023

Sep 28, 2023

$1.5B

$1.3B

$277M

2022

Sep 30, 2022

$1.6B

$1.1B

$255M

2021

Sep 29, 2021

$1.4B

$993M

$486M

2020

Sep 28, 2020

$949M

$549M

$245M

2019

Sep 30, 2019

$296M

$216M

$38.6M

2018

Sep 24, 2018

$180M

$86.7M

$99,535

2017

Sep 20, 2017

$266M

$155M

n/a

$127M

2016

Sep 20, 2016

$217M

$216M

n/a

$188M

2015

Sep 24, 2015

$460M

n/a

$400M

2014

Sep 18, 2014

$756M

n/a

$180M

2013

Sep 26, 2013

$601M

$600M

n/a

$89.3M

2012

Sep 13, 2012

$561M

$554M

n/a

$1.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.1B

$1.8B

19.0%

$1.6B

10.7%