DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• C•••••• P•• L••
Latest filing Apr 1, 2026
First filing on the tape Mar 26, 2012 · 30 filings
SEC status approved since Apr 26, 2011
RAUM
$2.1B
reported, Item 5.F
Discretionary
72%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
45
23 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$2.1B as of Apr 1, 2026
Sep 13, 2012$561M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Sep 26, 20130 then
Employees (5.A)45 as of Apr 1, 2026
Sep 26, 201317 then
Private funds2 as of Jan 8, 2026
Sep 13, 20121 then
RAUM +19% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $214MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 72%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.72 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• C•••••• F•• M••••• F••• | Hedge Fund | $349M | 15 | Sep 24, 2015 |
| M••••••• C•••••• C••••••••• M••••• F•••no longer reported | Hedge Fund | $2.8M | 1 | Sep 29, 2021 |
| S••• C••••••••• O••••••••• F•••no longer reported | Hedge Fund | $0 | 0 | Sep 26, 2013 |
| M••••••• C•••••• S••• C••••••••• M••••• F•••no longer reported | Hedge Fund | $0 | 0 | Jun 28, 2012 |
| M••••••• C•••••• S••• C••••••••• E••••••• S••••••• M••••• F•••no longer reported | Hedge Fund | $0 | 0 | Sep 24, 2015 |
Owners and control persons
Schedule A and B, latest filing
- C•••• S•••••• Y•• T••• · Chief Operat••• Officercontrolsince 06/2024 · owns less than 5%
- F••••••••• A•••• L••••• · General Counsel, Company Secretary, Director & Chief Compliance Officercontrolsince 11/2021 · owns less than 5%
- H••••••• D••••• M•••••• · Non-Executive Directorcontrolsince 06/2024 · owns less than 5%
- O•••••••• B••••••• J••• · Directorcontrolsince 07/2024 · owns less than 5%
- R••••••• A••••• · Executive Chairman, Chief Executive Officer, Chief Investment Officer And Directorcontrolsince 05/2008 · owns 25% to 50%
Entity owners
- M••••••• C•••••• H••••• P•• L•• · Corporate Ownerdirect · owns 75% or more
- R•••• P••••••• L•••••• · Corporate Ownerindirect · owns 75% or more of M••••••• C•••••• H••••• P•• L••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Apr 1, 2026discretionary share of RAUM moved from 87.0% to 72.0% between the annual amendments of 2024-09-26 and 2026-04-01peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Private funds · 2 to unsetJan 8, 2026 to Apr 1, 2026
- Discretionary RAUM · $1.5B to $1.5BJan 8, 2026 to Apr 1, 2026
- Non-discretionary RAUM · $586M to $603MJan 8, 2026 to Apr 1, 2026
- Pooled vehicle RAUM · $1.5B to $1.5BJan 8, 2026 to Apr 1, 2026
- RAUM · $2.1B to $2.1BJan 8, 2026 to Apr 1, 2026
- Accounts · 9 to 10Jun 6, 2025 to Oct 23, 2025
- Advisory employees · 20 to 23Jun 6, 2025 to Oct 23, 2025
- Assets in custody · 1567812049.0 to unsetJun 6, 2025 to Oct 23, 2025
- Custody of client assets · true to falseJun 6, 2025 to Oct 23, 2025
- Discretionary RAUM · $1.6B to $1.5BJun 6, 2025 to Oct 23, 2025
- Non-discretionary RAUM · $259M to $586MJun 6, 2025 to Oct 23, 2025
- Pooled vehicle RAUM · $1.6B to $1.5BJun 6, 2025 to Oct 23, 2025
- RAUM · $1.8B to $2.1BJun 6, 2025 to Oct 23, 2025
- Related adviser · false to trueJun 6, 2025 to Oct 23, 2025
- Related bank · false to trueJun 6, 2025 to Oct 23, 2025
- Accounts · 5 to 9Sep 26, 2024 to Jun 6, 2025
- Pooled vehicle clients · 4 to 8Sep 26, 2024 to Jun 6, 2025
- Assets in custody · $1.3B to $1.6BSep 26, 2024 to Jun 6, 2025
- Employees · 43 to 45Sep 26, 2024 to Jun 6, 2025
- Financial planning clients · unset to Sep 26, 2024 to Jun 6, 2025
- HQ state · unset to Sep 26, 2024 to Jun 6, 2025
- Private funds · 1 to 2Sep 26, 2024 to Jun 6, 2025
- Non-discretionary RAUM · $234M to $259MSep 26, 2024 to Jun 6, 2025
- RAUM · $1.8B to $1.8BSep 26, 2024 to Jun 6, 2025
- Advisory employees · 19 to 20Aug 14, 2024 to Sep 26, 2024
- Pooled vehicle clients · 5 to 4Aug 14, 2024 to Sep 26, 2024
- Employees · 39 to 43Aug 14, 2024 to Sep 26, 2024
- Discretionary RAUM · $1.3B to $1.6BAug 14, 2024 to Sep 26, 2024
- Non-discretionary RAUM · $173M to $234MAug 14, 2024 to Sep 26, 2024
- Pooled vehicle RAUM · $1.3B to $1.6BAug 14, 2024 to Sep 26, 2024
- RAUM · $1.5B to $1.8BAug 14, 2024 to Sep 26, 2024
- Accounts · 6 to 5Sep 30, 2022 to Sep 28, 2023
- Advisory employees · 15 to 19Sep 30, 2022 to Sep 28, 2023
- Assets in custody · $1.6B to $1.3BSep 30, 2022 to Sep 28, 2023
- Employees · 35 to 39Sep 30, 2022 to Sep 28, 2023
- Private funds · 2 to 1Sep 30, 2022 to Sep 28, 2023
- Discretionary RAUM · $1.1B to $1.3BSep 30, 2022 to Sep 28, 2023
- Non-discretionary RAUM · $504M to $173MSep 30, 2022 to Sep 28, 2023
- Pooled vehicle RAUM · $1.1B to $1.3BSep 30, 2022 to Sep 28, 2023
- RAUM · $1.6B to $1.5BSep 30, 2022 to Sep 28, 2023
Signals
12 dated events
- John Brendan O'Connor (Director) appeared on Schedule A of M••••••• C•••••• P•• L••Jul 25, 2024 · Control person joined · fact
- Christina Redlich (Direct Individual Owner) no longer on Schedule A of M••••••• C•••••• P•• L•• (listed 2024-06-28, absent 2024-07-25)Jul 25, 2024 · Control person left · inference
- Bori Liberman (Direct Individual Owner) no longer on Schedule A of M••••••• C•••••• P•• L•• (listed 2024-06-28, absent 2024-07-25)Jul 25, 2024 · Control person left · inference
- Helen Liberman (Direct Individual Owner) no longer on Schedule A of M••••••• C•••••• P•• L•• (listed 2024-06-28, absent 2024-07-25)Jul 25, 2024 · Control person left · inference
- Yin Ting Sandra Chui (Chief Operating Officer) appeared on Schedule A of M••••••• C•••••• P•• L••Jun 28, 2024 · Control person joined · fact
- Malcolm David Hackett (Non-Executive Director) appeared on Schedule A of M••••••• C•••••• P•• L••Nov 11, 2021 · Control person joined · fact
- Helen Liberman (Direct Individual Owner) appeared on Schedule A of M••••••• C•••••• P•• L••Sep 29, 2021 · Control person joined · fact
- Christina Redlich (Direct Individual Owner) appeared on Schedule A of M••••••• C•••••• P•• L••Sep 29, 2021 · Control person joined · fact
- M••••••• C•••••• P•• L•• reported RAUM $1.4B, up 48% from $949.3M (2020-10-28 to 2021-09-29)Sep 29, 2021 · RAUM change · derived
- M••••••• C•••••• P•• L•• reported RAUM $949.3M, up 221% from $295.6M (2019-09-30 to 2020-09-28)Sep 28, 2020 · RAUM change · derived
- A Henry Lindell (Head Of Structured Credit And Director) no longer on Schedule A of M••••••• C•••••• P•• L•• (listed 2018-09-24, absent 2019-09-30)Sep 30, 2019 · Control person left · inference
- M••••••• C•••••• P•• L•• reported RAUM $295.6M, up 64% from $179.8M (2018-09-24 to 2019-09-30)Sep 30, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- M•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +613 8319 8111reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026