DFX Intelligence

D••••• K•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

D••••• K•••••• D•••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

KINGSPORT, TN

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Search this name across graphsid dfx:ria:590f2779-9654-431d-0cbb-f44497374200

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 19, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 6, 2013	n/a	yes	KINGSPORT, TN	Current employment
G••• W••••• A•••••••• I•••	Former SEC adviser	Jun 3, 2013	Sep 6, 2013	no	KINGSPORT, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	G••• W••••• A•••••••• I•••	Oct 29, 2013	Jun 3, 2013	-148	Firm change after gap	Other
G••• W••••• A•••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 6, 2013	Sep 6, 2013

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Sep 6, 2013 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 22, 2008 to Oct 29, 2013factForm ADV
→ G••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 3, 2013 to Sep 6, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:590f2779-9654-431d-0cbb-f44497374200
First observed: Dec 22, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.