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Advisor at PRASAD WEALTH PARTNERS
INDEPENDENCE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRASAD WEALTH PARTNERS | Independent wealth | Sep 5, 2024 | n/a | yes | INDEPENDENCE, OH | Current employment |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Oct 6, 2023 | Sep 30, 2024 | no | KENTWOOD, MI|Independence, OH | Previous registration |
| NATCITY INVESTMENTS, INC. | n/a | Jan 19, 2006 | Feb 13, 2006 | no | CLEVELAND, OH | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Jun 30, 2003 | May 5, 2004 | no | SEVEN HILLS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REGAL INVESTMENT ADVISORS LLC | PRASAD WEALTH PARTNERS | Sep 30, 2024 | Sep 5, 2024 | -25 | Firm change | Ibd to new firm |
| NATCITY INVESTMENTS, INC. | REGAL INVESTMENT ADVISORS LLC | Feb 13, 2006 | Oct 6, 2023 | 6,444 | Firm change after gap | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | NATCITY INVESTMENTS, INC. | May 5, 2004 | Jan 19, 2006 | 624 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125004:332507:OH:2024-09-30 | Sep 30, 2024 | Sep 5, 2024 | INDEPENDENCE, OH | Firm change |