DFX Intelligence

S•••••• E•••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

S•••••• E•••• F•••••

Advisor at O•••••• F••••••••• L••

Dallas, TX | SOUTHL•••, TX

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Search this name across graphsid dfx:ria:5913a6f6-4d3e-0d3c-2847-74dc22354509

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 17, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• F••••••••• L••	Independent wealth	Mar 22, 2019	n/a	yes	Dallas, TX\|SOUTHL•••, TX	Current employment
L••• P•••• W••••• M••••••••• L••	Former SEC adviser	May 26, 2016	Apr 18, 2019	no	HEATH, TX\|Dallas, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• P•••• W••••• M••••••••• L••	O•••••• F••••••••• L••	Apr 18, 2019	Mar 22, 2019	-27	Firm change	RIA to RIA
A•••••• R••••••• C••••••	L••• P•••• W••••• M••••••••• L••	Sep 23, 2015	May 26, 2016

Relationships

Registered with (5)

→ O•••••• F••••••••• L••Registered adviserregistration: current employment
Mar 22, 2019 to presentfactForm ADV
→ L••• P•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 26, 2016 to Apr 18, 2019factForm ADV
→ A•••••• R••••••• C••••••Registered adviserregistration: previous registration
Sep 11, 2014 to Sep 23, 2015factForm ADV
→ U••••• C•••••• F•••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5913a6f6-4d3e-0d3c-2847-74dc22354509
First observed: Sep 29, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.