DFX Intelligence

J••••• D• E••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor17 years in industry

J••••• D• E••••••••

Advisor at M•••• F•••••••• A•••••••

ALPHARETTA, GA | Princeton, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59174815-07b2-59dd-61f1-803ae9f9628c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 18, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 31, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Jan 18, 2022	n/a	yes	Princeton, NJ\|ALPHARETTA, GA	Current employment
S•••• C•••• C•••••• M••••••••• L••	Former SEC adviser	Mar 31, 2017	Apr 4, 2022	no	ALPHARETTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• C•••••• A•••••••	S•••• C•••• C•••••• M••••••••• L••	Jun 29, 2022	Mar 31, 2017	-1,916	Firm change after gap	Other
S•••• C•••• C•••••• M••••••••• L••	M•••• F•••••••• A•••••••	Apr 4, 2022	Jan 18, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
143965:284775:FL:2022-06-29	Jun 29, 2022	Mar 31, 2017	BOCA RATON, FL	Firm change after gap

Relationships

Registered with (3)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Jan 18, 2022 to presentfactForm ADV
→ B••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Dec 18, 2015 to Jun 29, 2022factForm ADV
→ S•••• C•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 31, 2017 to Apr 4, 2022factForm ADV

Dated events

Occurred
Jun 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59174815-07b2-59dd-61f1-803ae9f9628c
First observed: Dec 18, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.