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A••••• J••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

A••••• J••••• L••••••

Advisor at S•••••••• A•••••••• L••

SUMMIT, NJ | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:592126fa-2a30-905e-68e5-e58aad27fd0e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 28, 1995 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••••••• L••	Bd affiliated wealth	Dec 21, 2022	n/a	yes	NEW YORK, NY\|SUMMIT, NJ	Current employment
G••• G••••••• P••••••• S•••••••	Former SEC adviser	Apr 7, 2017	Dec 31, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••• G••••••• P••••••• S•••••••	S•••••••• A•••••••• L••	Dec 31, 2022	Dec 21, 2022	-10	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	G••• G••••••• P••••••• S•••••••	Apr 4, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:173565:NY:2017-04-04	Apr 4, 2017	Apr 7, 2017	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ S•••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 21, 2022 to presentfactForm ADV
→ G••• G••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Apr 7, 2017 to Dec 31, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 28, 1995 to Apr 4, 2017factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
A••••• J••••• L•••••• left G••• G••••••• P••••••• S••••••• for S•••••••• A•••••••• L•• (registered 2022-12-21)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:592126fa-2a30-905e-68e5-e58aad27fd0e
First observed: Jul 28, 1995
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.