DFX Intelligence

A•••• R•• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

A•••• R•• M•••••••••

Advisor at C••••••• W••••• M••••••••• C••••

LAKELAND, FL

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Search this name across graphsid dfx:ria:5924102d-3223-f925-101f-09f76d1fec8f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 30, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• M••••••••• C••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• M••••••••• C••••	Independent wealth	Jan 2, 2025	n/a	yes	LAKELAND, FL	Current employment
C••••••••• S••••••••• L••	Independent wealth	Jul 13, 2012	May 1, 2013	no	LAKELAND, FL\|LAKELAND, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• S••••••••• L••	C••••••• W••••• M••••••••• C••••	May 1, 2013	Jan 2, 2025	4,264	Firm change after gap	RIA to RIA
B••••••••• I••••••••• A••••••• S•••••••	C••••••••• S••••••••• L••	Jun 20, 2012	Jul 13, 2012

Relationships

Registered with (5)

→ C••••••• W••••• M••••••••• C••••Registered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ C••••••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 13, 2012 to May 1, 2013factForm ADV
→ B••••••••• I••••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Sep 28, 2006 to Jun 20, 2012factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5924102d-3223-f925-101f-09f76d1fec8f
First observed: Oct 30, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.