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BROOKSTONE SECURITIES, INC., CRD 13366
LAKELAND, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KIM, KYONG | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2010 | Nov 22, 2011 | Apr 27, 2012 |
| RICHARDSON, PAUL REID | PRESIDENT/CEO/FINOP | Na | yes | 06/2011 | Nov 22, 2011 | Apr 27, 2012 |
| TURBEVILLE, ANTONY LEE | CHAIRMAN OF THE BOARD | E | yes | 07/2005 | Nov 22, 2011 | Apr 27, 2012 |
| BROOKSTONE CAPITAL MANAGEMENT, LLC. | PARENT COMPANY | E | no | 06/2005 | Nov 22, 2011 | Apr 27, 2012 |
| LOCY, DAVID WILLIAM | DIRECT OWNER | B | no | 07/2005 | Nov 22, 2011 | Apr 27, 2012 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Mar 30, 2012 | $78.0M | $74.4M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $78.0M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |