DFX Intelligence

M•••••• D••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

M•••••• D••••• S••••

Advisor at D•••••• W••••• M•••••••••

KATY, TX

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Search this name across graphsid dfx:ria:592e8527-268f-be4d-3845-e4406a8b336e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 27, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• W••••• M•••••••••	State registered	May 8, 2025	n/a	yes	KATY, TX	Current employment
S••••••••• I•••••••••	Independent wealth	Dec 8, 2023	May 8, 2025	no	Houston, TX\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• I•••••••••	D•••••• W••••• M•••••••••	May 8, 2025	May 8, 2025	0	Firm change	RIA to state RIA
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	S••••••••• I•••••••••	Dec 21, 2023	Dec 8, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
20804:327779:TX:2023-12-21	Dec 21, 2023	Dec 8, 2023	SCHULENBURG, TX	Firm change

Relationships

Registered with (3)

→ D•••••• W••••• M•••••••••Registered adviserregistration: current employment
May 8, 2025 to presentfactForm ADV
→ S••••••••• I•••••••••Registered adviserregistration: previous registration
Dec 8, 2023 to May 8, 2025factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Jun 27, 2023 to Dec 21, 2023factForm ADV

Dated events

Occurred
May 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:592e8527-268f-be4d-3845-e4406a8b336e
First observed: Jun 27, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.