DFX Intelligence

B•••••• M••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

B•••••• M••••• K•••••

Advisor at C••••••• P•••••••• A••••••• L••

Sunnyvale, CA | SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:59370ad7-2588-2b8c-8625-47ce96c0debe

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 11, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••• A••••••• L••
Current firm class: bank affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••• A••••••• L••	Bank affiliated wealth	May 15, 2026	n/a	yes	Sunnyvale, CA\|SALT LAKE CITY, UT	Current employment
I•• C••••••• L••	Independent wealth	Jun 11, 2019	May 8, 2026	no	FOSTER CITY, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• C••••••• L••	C••••••• P•••••••• A••••••• L••	May 8, 2026	May 15, 2026	7	Firm change	RIA to RIA
J••• M••••• P•••••• W••••• A••••••• L••	I•• C••••••• L••	Jun 4, 2019	Jun 11, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
108559:301819:CA:2019-06-04	Jun 4, 2019	Jun 11, 2019	PALO ALTO, CA	Firm change

Relationships

Registered with (3)

→ C••••••• P•••••••• A••••••• L••Registered adviserregistration: current employment
May 15, 2026 to presentfactForm ADV
→ I•• C••••••• L••Registered adviserregistration: previous registration
Jun 11, 2019 to May 8, 2026factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Feb 11, 2019 to Jun 4, 2019factForm ADV

Dated events

Occurred
May 8, 2026
Advisor changed firm
B•••••• M••••• K••••• left I•• C••••••• L•• for C••••••• P•••••••• A••••••• L•• (registered 2026-05-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59370ad7-2588-2b8c-8625-47ce96c0debe
First observed: Feb 11, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.