DFX Intelligence

C••• N•• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)11 years in industry

C••• N•• K•••••••

Advisor at W•••• I••••••••• A•••••••• L••

Ramsey, NJ

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Search this name across graphsid dfx:ria:5937f6e0-9f1c-495e-ebdc-84e36baaef53

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	Apr 2, 2025	n/a	yes	Ramsey, NJ	Current employment
K••••••• W••••• M••••••••• L••	Former SEC adviser	Aug 22, 2017	Sep 18, 2025	no	RAMSEY, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••• W••••• M••••••••• L••	W•••• I••••••••• A•••••••• L••	Sep 18, 2025	Apr 2, 2025	-169	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
153763:208512:NJ:2025-09-18	Sep 18, 2025	Apr 2, 2025	RAMSEY, NJ	Firm change after gap

Relationships

Registered with (2)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 2, 2025 to presentfactForm ADV
→ K••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 22, 2017 to Sep 18, 2025factForm ADV

Dated events

Occurred
Sep 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5937f6e0-9f1c-495e-ebdc-84e36baaef53
First observed: Aug 22, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.